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Showing 791 to 800 of 1228 search results for Occasional papers First published.

  1. CP15/34: Regulatory fees and levies: policy proposals for 2016/17

    Consultation papers Published: 05/11/2015 Last modified: 05/11/2015
    CP15/34: Regulatory fees and levies: policy proposals for 2016/17. Consultation papers First published:. ... This Consultation Paper covers the first part of our annual fees cycle, where in October/November we consult on any changes to the policy on how

  2. CP24/5: Digital Securities Sandbox joint Bank of England and FCA Consultation Paper

    Consultation papers Published: 03/04/2024 Last modified: 06/06/2024
    Our joint consultation paper with the Bank of England on our approach to setting up the new digital securities sandbox (DSD).

  3. Personal investment firms that give bad advice to hold capital for redress

    Press Releases Published: 29/11/2023 Last modified: 30/11/2023
    Our proposals to require personal investment firms to set aside capital so that they can cover compensation costs.

  4. PS19/30 Independent Governance Committees: extension of remit

    Policy statements Published: 17/12/2019 Last modified: 15/05/2020
    This policy statement sets out the FCA's final rules to extend the remit of Independent Governance Committees, with new duties in 2 areas.

  5. Financial services contracts regime

    Firms Focus areas Published: 18/08/2020 Last modified: 11/06/2024
    The temporary permissions regime will enable relevant firms and funds which passport into the UK to continue operating in the UK if the passporting regime falls away abruptly when the UK leaves the EU.

  6. PS15/2: Recovery and Resolution Directive, including feedback on CP14/15 and final rules

    Policy statements Published: 16/01/2015 Last modified: 30/08/2015
    Policy statements First published:. 16/01/2015. Last updated: 30/08/2015. Share page. ... In August 2014, we published a Consultation Paper proposing changes to our Handbook that are required to transpose the [Bank] Recovery and Resolution Directive (RRD)

  7. Cryptoasset Taskforce publishes report on UK approach to cryptoassets

    News stories Published: 29/10/2018 Last modified: 07/12/2018
    The Financial Conduct Authority (FCA) has today, as part of a Treasury (HMT) led Cryptoasset Taskforce published a report on the UK’s policy and regulatory approach to cryptoassets.

  8. A more effective approach to combatting financial crime

    Speeches Published: 21/09/2016 Last modified: 29/09/2016
    Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the BBA Financial Crime and Sanctions Conference.

  9. CP21/7 A new UK prudential regime for MiFID investment firms

    Consultation papers Published: 19/04/2021 Last modified: 01/06/2021
    We are consulting on our second phase of proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR). IFPR is a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive (MiFID).

  10. CP18/29: Temporary permissions regime for inbound firms and funds

    Consultation papers Published: 10/10/2018 Last modified: 01/03/2019
    The temporary permissions regime will allow EEA firms and funds to continue regulated business in the UK, if the UK leaves the EU in March 2019 without an implementation period in place. This consultation paper sets out how we expect the regime to