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Showing 811 to 820 of 1228 search results for Occasional papers First published.

  1. CP14/6: FCA regulated fees and levies: rates proposals 2014/15

    Consultation papers Published: 30/03/2014 Last modified: 23/11/2021
    We are consulting on our proposed 2014/15 regulatory fees and levies for the FCA, the Financial Ombudsman Service (ombudsman service) general levy, and the Money Advice Service.

  2. Exploring Synthetic Data Validation – privacy, utility and fidelity

    Research articles Published: 12/06/2023 Last modified: 12/06/2023
    This paper explores the insights from a roundtable event hosted by the FCA, the Information Commissioner’s Office, and the Alan Turing Institute.

  3. Where next for investment and asset management regulation?

    Speeches Published: 28/09/2017 Last modified: 02/10/2017
    Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the FT Investment Management Summit Europe 2017.

  4. Financial Conduct Authority consults on changes to PPI complaint handling rules

    Press Releases Published: 26/11/2015 Last modified: 26/11/2015
    Press Releases First published:. 26/11/2015. Last updated: 26/11/2015. Share page. ... The FCA has now published its consultation paper on the proposals.

  5. TR14/13 - Best execution and payment for order flow

    Thematic reviews Published: 31/07/2014 Last modified: 31/07/2014
    TR14/13 - Best execution and payment for order flow. Thematic reviews First published:. ... This paper presents our findings from the review of best execution and payment for order flow (PFOF).

  6. The retrospective application of rules: feedback on the call for examples

    News stories Published: 22/01/2015 Last modified: 19/11/2021
    We asked firms to provide examples of the retrospective application of regulatory rules

  7. FCA opens discussion on regulatory approach to open-ended funds investing in illiquid assets

    Press Releases Published: 08/02/2017 Last modified: 11/04/2024
    The FCA is seeking stakeholder views on investing in illiquid assets through open-ended funds and the challenges that can pose to managers and investors.

  8. Call for Input: Regulatory barriers to innovation in digital and mobile solutions

    Documents Published: 17/06/2015 Last modified: 25/08/2016
    Documents First published:. 17/06/2015. Last updated: 25/08/2016. Share page. ... This paper will be of particular interest to businesses looking to use digital or mobile solutions for providing financial services.

  9. FCA confirms new Listing Rules to boost growth and innovation on UK stock markets

    Press Releases Published: 02/12/2021 Last modified: 02/12/2021
    We confirm a series of rule changes to ensure that the UK's public markets remain a trusted and attractive place to list successful companies.

  10. CP18/34: Regulatory fees and levies: policy proposals for 2019/20

    Consultation papers Published: 15/11/2018 Last modified: 19/06/2019
    This paper sets out our proposed policy changes to the way that we will raise FCA fees from 2019/20. It is part of our annual cycle of consultation on fees.