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Showing 871 to 880 of 1228 search results for Occasional papers First published.

  1. FCA to consult on new measures for cash savings account holders

    Press Releases Published: 23/07/2015 Last modified: 23/07/2015
    Press Releases First published:. 23/07/2015. Last updated: 23/07/2015. Share page. ... Canary Wharf. London E14 5HS. The final findings of the cash savings market study were published in January 2015 and found that providers have significant amounts of

  2. TR15/1: Asset management firms and the risk of market abuse

    Thematic reviews Published: 18/02/2015 Last modified: 10/11/2023
    This paper presents our findings from the thematic review of how asset management firms control the risk of committing market abuse.

  3. FCA proposes an end to opt-out selling of insurance add-ons

    Press Releases Published: 25/03/2015 Last modified: 25/03/2015
    FCA proposes an end to opt-out selling of insurance add-ons. Press Releases First published:. ... The consultation period ends on 25 June 2015. Consultation paper: CP15/13: General Insurance Add-ons Market Study – Proposed Remedies: banning opt-out

  4. PS15/16: Strengthening the Alignment of Risk and Reward: New Remuneration Rules

    Policy statements Published: 23/06/2015 Last modified: 23/06/2015
    The FCA and PRA have released new rules for remuneration of banking staff, following recommendations made by the Parliamentary Commission on Banking Standards (‘PCBS’). The rules seek to strengthen the alignment between risk and reward by

  5. Building a financial regulatory system suitable for the UK in the new era

    Speeches Published: 01/07/2020 Last modified: 01/07/2020
    Speech delivered by Nausicaa Delfas, Executive Director of International, at the City & Financial Professional Virtual Roundtables.

  6. FCA sets out approach to Non-Executive Directors and the Senior Managers Regime

    Press Releases Published: 23/02/2015 Last modified: 23/02/2015
    Press Releases First published:. 23/02/2015. Last updated: 23/02/2015. Share page. ... The FCA and PRA also published a consultation on proposed whistleblowing rules for banks, building societies, credit unions and insurers.

  7. TR14/11 - Price comparison websites in the general insurance sector

    Thematic reviews Published: 16/07/2014 Last modified: 31/08/2016
    TR14/11 - Price comparison websites in the general insurance sector. Thematic reviews First published:. ... had taken steps to comply with their regulatory obligations, they had failed to fully implement Guidance published in 2011.

  8. CP15/39: Rules and guidance on payment protection insurance complaints

    Consultation papers Published: 26/11/2015 Last modified: 30/11/2015
    CP15/39: Rules and guidance on payment protection insurance complaints. Consultation papers First published:. ... This Consultation Paper sets out, and asks for views on, our proposals for:.

  9. New technologies and anti-money laundering compliance report

    External research Published: 02/08/2017 Last modified: 02/08/2017
    We commissioned a survey and report on emerging technologies with potential for enhancing financial firms’ work to detect and prevent money laundering, and for helping make the UK a hostile environment for criminals’ money.

  10. FCA response to the independent panels’ annual reports

    Corporate documents Published: 01/02/2024 Last modified: 07/02/2024
    In line with its statutory requirement, the FCA responds to key representations made by the Panels in their respective Annual Reports.