Search results
Showing 891 to 900 of 1228 search results for Occasional papers First published.
-
FSA confirms start of full review of interest rate swap mis-selling
The Financial Services Authority (FSA) has confirmed that Barclays, HSBC, Lloyds and RBS will start the full review of their sales of interest rate hedging products (IRHPs) to small businesses. In June last year, the FSA announced that it had found -
The FCA and PRA propose measures to boost diversity and inclusion in financial services
In consultation papers published today, the financial regulators have set out proposals to boost diversity and inclusion to support healthy work cultures, reduce groupthink, and unlock talent. -
CP19/9: Financial Services Compensation Scheme – Management Expenses Levy Limit 2019/20
The FCA and Prudential Regulation Authority (PRA) launched a joint consultation on the management expenses levy limit (MELL) for the Financial Services Compensation Scheme (FSCS) for 2019/20. The MELL ensures that the FSCS has adequate funding to -
CP22/11: Winding down ‘synthetic’ sterling LIBOR and US dollar LIBOR
We seek views on winding down the 1, 3 and 6-month synthetic sterling LIBOR settings, and information on market participants’ exposure to US dollar LIBOR. -
FCA consults on how firms and individuals will transition to the Senior Managers and Certification Regime
The Financial Conduct Authority (FCA) has today published a package of proposals on how firms and individuals will move to the Senior Managers and Certification Regime. The aim of the new regime is to make individuals more accountable for their -
FCA announces proposals to improve outcomes for non-workplace pension customers
We propose that firms offer a new 'default' investment option to help non-workplace pension customers save for their retirement -
CP14/7: Consumer credit interim permission fees for local authorities
We are consulting on amending our rules on fees for local authorities. -
Primary Market Bulletin Issue No. 29
In this special edition, we publish a statement on feedback we received from PMB25 and the changes we have made in response. We also include the final note. -
CP17/41: Individual accountability: Transitioning insurers and individuals to the Senior Managers & Certification Regime
10/12/2018. 10/12/2018. Consultation papers First published:. 13/12/2017. Last updated: 22/02/2018. The Senior Managers and Certification Regime aims to make individuals more accountable for ... This consultation paper sets out how we propose to move -
PS16/18: Changes to the Decision Procedure and Penalties manual and the Enforcement Guide for the implementation of the Market Abuse Regulation
Policy statements First published:. 30/06/2016. Last updated: 30/06/2016. Share page. ... In this Policy Statement we summarise the feedback we received to Consultation Paper 16/13, Changes to the Decision Procedure and Penalties Manual and the