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Showing 911 to 920 of 1228 search results for Occasional papers First published.

  1. Inducements and conflicts of interest thematic review: key findings

    Thematic reviews Published: 18/04/2016 Last modified: 18/04/2016
    Inducements and conflicts of interest thematic review: key findings. Thematic reviews First published:. ... We are not publishing a thematic report, as this work will be taken into account in our planned MiFID II consultation paper.

  2. An evaluation of our general insurance renewal transparency intervention

    Corporate documents Published: 04/10/2019 Last modified: 27/03/2020
    The FCA evaluates the impact of its April 2017 intervention to increase transparency at renewal in general insurance markets.

  3. CP14/32: Bringing additional benchmarks into the regulatory and supervisory regime

    Consultation papers Published: 22/12/2014 Last modified: 07/02/2022
    This consultation paper seeks views on how our generic approach to regulating benchmarks could be applied beyond LIBOR to other benchmark administrators (and benchmark submitters as appropriate).

  4. CP22/25: Proposed regulatory framework for pensions dashboard service firms

    Consultation papers Published: 01/12/2022 Last modified: 01/12/2022
    Give your comments on our proposed regulatory framework for the new pensions dashboard service market.

  5. CP16/41: Amendments to Notes for completion of the Mortgage Lenders & Administrators Return (MLAR)

    Consultation papers Published: 12/12/2016 Last modified: 17/03/2017
    We are consulting on proposals to update the notes for completion of the MLAR and to make a minor change to our second charge mortgage reporting form (MLA-D1).

  6. CP19/30: Regulatory fees and levies: policy proposals for 2020/21

    Consultation papers Published: 13/11/2019 Last modified: 13/11/2019
    This FCA consultation paper sets out FCA's proposed policy changes to the way it will raise FCA fees from 2020/21. It is part of the FCA's annual cycle of consultation on fees.

  7. CP13/15: Enhancing the effectiveness of the Listing Regime: feedback to CP12/25 and further consultation on related issues

    Consultation papers Published: 05/11/2013 Last modified: 27/04/2016
    Consultation papers First published:. 05/11/2013. Last updated: 27/04/2016. Share page. ... This paper follows on from CP12/25 Enhancing the effectiveness of the Listing Regime, which was published by the Financial Services Authority in 2012, where we

  8. PS18/18: Industry Codes of Conduct and Discussion Paper on FCA principle 5

    Policy statements Published: 03/11/2017 Last modified: 20/07/2018
    In this Policy Statement we respond to feedback arising from CP17/37 and publish handbook guidance regarding the FCA’s recognition of industry codes of conduct. Code authors will be able to seek recognition from 18 July 2018 when these this

  9. Pensions and long-term retirement saving: a macroeconomic perspective

    Speeches Published: 16/09/2016 Last modified: 16/09/2016
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at the 24th Pensions and Savings Symposium.

  10. PS18/20: Improving the quality of pension transfer advice

    Policy statements Published: 26/03/2018 Last modified: 07/04/2020
    The FCA is consulting on improving the quality of pension transfer advice. The consultation closes on 25 May 2018.