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Showing 931 to 940 of 1228 search results for Occasional papers First published.

  1. CP16/5: Handbook changes to reflect the introduction of the Innovative Finance ISA and the regulated activity of advising on peer-to-peer agreements

    Consultation papers Published: 02/02/2016 Last modified: 04/04/2016
    Consultation papers First published:. 02/02/2016. Last updated: 04/04/2016. Share page. ... To take account of these legislative changes, we published a discussion paper in November 2015 setting out our initial thinking on changes to the Handbook.

  2. PS14/17: Retirement Reforms and the Guidance Guarantee, including feedback on CP14/11

    Policy statements Published: 27/11/2014 Last modified: 17/08/2021
    This Policy Statement reports on the main issues arising from Consultation Paper 14/11 Retirement reforms and the Guidance Guarantee and publishes near final standards and rules.

  3. FCA launches enhanced Financial Services Register to protect consumers

    Press Releases Published: 27/07/2020 Last modified: 27/07/2020
    The FCA has today launched its updated Financial Services (FS) Register – including a simpler design and clearer language.

  4. Regulatory fees and levies: policy proposals for 2017/18: CP16/33

    Consultation papers Published: 16/11/2016 Last modified: 18/01/2017
    We are consulting on our proposed policy changes to how FCA fees will be raised from 2017/18.

  5. PS19/11: Product intervention measures for retail binary options

    Policy statements Published: 29/03/2019 Last modified: 29/03/2019
    In this paper, the FCA sets out its final position and Handbook rules to permanently prohibit the sale, marketing and distribution of binary options to retail consumers by firms that carry out activity in, or from, the UK.

  6. PS15/13: Guaranteed Asset Protection insurance: competition remedy

    Policy statements Published: 10/06/2015 Last modified: 24/10/2016
    In this Policy Statement we report on the main issues arising from Consultation Paper 14/29 Guaranteed Asset Protection insurance: a competition remedy and publish the final rules.

  7. The Bank of England, PRA and FCA set out potential measures to oversee critical third parties in a move to increase resilience of the financial sector

    Press Releases Published: 21/07/2022 Last modified: 21/07/2022
    The Bank of England, the Prudential Regulation Authority and FCA set out potential measures to oversee and strengthen the resilience of services provided by critical third parties to the UK financial sector.

  8. CP20/16: Debt advice levy rates for 2020/21 – additional funding

    Consultation papers Published: 05/08/2020 Last modified: 16/10/2020
    We are consulting on the rates at which we propose to charge our levies for the additional amount of funding for debt advice notified to us by Her Majesty’s Treasury (the Treasury) and the Department for Work and Pensions (DWP) in 2020/21.

  9. CP18/1: Aligning the Financial Services Compensation Scheme levy time period

    Consultation papers Published: 04/01/2018 Last modified: 23/02/2018
    We are consulting on transitional provisions to ensure that the life and pensions intermediation class will continue to benefit from support from the retail pool over the next few months, consistent with the FSCS’s public messaging on this.

  10. FCA fines compliance oversight officer for pension transfer failings

    Press Releases Published: 14/07/2017 Last modified: 14/07/2017
    The Financial Conduct Authority (FCA) has today fined David Watters £75,000 for failing to exercise due skill, care and diligence in his role as compliance oversight officer, firstly at FGS McClure Watters (FGS) and then Lanyon Astor Buller Ltd (LAB