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Showing 941 to 950 of 1228 search results for Occasional papers First published.

  1. FCA and TPR outline a framework for value for money in defined contribution pension schemes

    Press Releases Published: 16/09/2021 Last modified: 16/09/2021
    The FCA and The Pensions Regulator have published a joint discussion paper on developing a common framework for measuring value for money in defined contribution pension schemes.

  2. PS19/12:Changes to align the FCA Handbook with the EU Prospectus Regulation: feedback to CP19/6

    Policy statements Published: 31/05/2019 Last modified: 30/08/2019
    This Policy Statement sets out the near-final rules on the changes we plan to make to the Handbook to align it with the Prospectus Regulation. It also summarises the feedback we received to Consultation Paper CP19/6 and our response.

  3. FCA publishes proposals on staff incentives and performance management in consumer credit firms

    Press Releases Published: 04/07/2017 Last modified: 04/07/2017
    The Financial Conduct Authority (FCA) has published proposals on how consumer credit firms should manage risks related to how they pay and manage the performance of their staff.

  4. Restrictions in relation to the retail distribution of contingent convertible instruments

    Temporary product interventions Published: 05/08/2014 Last modified: 09/12/2016
    Temporary product interventions First published:. 05/08/2014. Last updated: 09/12/2016. Share page. ... In September this year, we are planning to publish a consultation paper about proposed permanent rules on CoCos.

  5. PS15/29: Strengthening accountability in banking: Final amendments to the Decision Procedure and Penalties Manual and the Enforcement Guide

    Policy statements Published: 09/12/2015 Last modified: 26/05/2016
    Policy statements First published:. 09/12/2015. Last updated: 26/05/2016. Share page. ... We and the PRA published final rules relating to the new accountability regime in CP15/22.

  6. CP16/3: Financial Services Compensation Scheme – Management Expenses Levy Limit 2016/17

    Consultation papers Published: 18/01/2016 Last modified: 18/01/2016
    Consultation papers First published:. 18/01/2016. Last updated: 18/01/2016. Share page. ... Consultation paper 16/3: Financial Services Compensation Scheme – Management Expenses Levy Limit 2016/17 [PDF].

  7. PS17/19: Implementation of the revised Payment Services Directive (PSD2)

    Policy statements Published: 19/09/2017 Last modified: 30/08/2023
    The FCA publishes Handbook and Approach document changes to reflect Payment Services Directive.

  8. FCA bars Cypriot firms that used unauthorised celebrity endorsements

    Press Releases Published: 01/06/2020 Last modified: 01/06/2020
    The FCA has taken action to stop four Cypriot investment firms from continuing to offer high risk contracts for difference (CFDs) to UK investors

  9. The Prudential Regulation Authority and The Financial Conduct Authority announce new rules on remuneration

    Press Releases Published: 23/06/2015 Last modified: 23/06/2015
    Press Releases First published:. 23/06/2015. Last updated: 23/06/2015. Share page. ... Consultation Paper on regulatory references – autumn 2015 (with final rules to follow in time for commencement of the regime).

  10. CP15/23: Ring-fencing: Disclosures to consumers by non-ring-fenced bodies

    Consultation papers Published: 14/07/2015 Last modified: 14/07/2015
    CP15/23: Ring-fencing: Disclosures to consumers by non-ring-fenced bodies. Consultation papers First published:. ... CP15/23: Ring-fencing: Disclosures to consumers by non-ring-fenced bodies [PDF]. This consultation paper is relevant to banking groups