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Showing 951 to 960 of 1228 search results for Occasional papers First published.

  1. CP13/13: The FCA’s regulatory approach to crowdfunding (and similar activities)

    Consultation papers Published: 24/10/2013 Last modified: 30/08/2015
    CP13/13: The FCA’s regulatory approach to crowdfunding (and similar activities). Consultation papers First published:. ... This consultation paper (CP) is one of a series of consultation papers that will determine our approach to the regulation of

  2. DP22/3: Operational resilience: critical third parties to the UK financial sector

    Discussion papers Published: 21/07/2022 Last modified: 11/04/2023
    In this joint Discussion Paper with the Prudential Regulation Authority and the Bank of England, we share our views – and ask for yours – on potential ways to manage the systemic risks to our objectives posed by certain third parties.

  3. CP14/2: Proposed amendments to the Listing Rules in relation to sponsor competence and other amendments to the Listing Rules and Prospectus Rules

    Consultation papers Published: 30/01/2014 Last modified: 07/02/2022
    We are consulting on amending our rules on sponsor competence, and on some other changes to the Listing Rules and Prospectus Rules.

  4. CP24/1: Financial Services Compensation Scheme - Management Expenses Levy Limit 2024/25

    Consultation papers Published: 11/01/2024 Last modified: 09/02/2024
    In a joint consultation with the Prudential Regulation Authority (PRA), we are consulting on the management expenses levy limit (MELL) for the Financial Services Compensation Scheme (FSCS).

  5. FCA opens a discussion on the impact of climate change and green finance on financial services

    Press Releases Published: 15/10/2018 Last modified: 15/10/2018
    The Financial Conduct Authority (FCA) has today published a Discussion Paper on climate change and green finance.

  6. FCA sets out proposals to tackle concerns about general insurance pricing

    Press Releases Published: 22/09/2020 Last modified: 18/12/2020
    The final report of our market study into the pricing of home and motor insurance. We are concerned these markets are not working well for consumers and set out proposed remedies to address this.

  7. Information for general insurers and intermediaries in the UK

    Firms Published: 26/02/2019 Last modified: 12/03/2024
    A focus for UK-based general insurers is minimising the disruption for EEA-based customers (including expats), or policies with certain EEA risks.

  8. CP23/20: Diversity and inclusion in the financial sector – working together to drive change

    Consultations Consultation papers Published: 25/09/2023 Last modified: 19/12/2023
    Alongside the Prudential Regulation Authority (PRA), we are consulting on proposals to introduce a new regulatory framework on Diversity and Inclusion (D&I) in the financial sector.

  9. DP15/6: Possible FCA Handbook changes to reflect the introduction of the Innovative Finance ISA and the regulated activity of advising on peer-to-peer agreements

    Discussion papers Published: 12/11/2015 Last modified: 12/11/2015
    Discussion papers First published:. 12/11/2015. Last updated: 12/11/2015. Share page. ... This paper is published on the understanding that legislation will be brought forward and made by Parliament.

  10. FS15/3: Strengthening accountability in banking: UK branches of foreign banks – Feedback on FCA CP15/10

    Feedback statements Published: 13/08/2015 Last modified: 14/09/2015
    Feedback statements First published:. 13/08/2015. Last updated: 14/09/2015. Share page. ... This paper also affects UK relevant firms, as some of the revised policy and Handbook text is also applicable to these firms.