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Showing 761 to 770 of 950 search results for One Call Insurance Services.

  1. Investors in CF Arch cru funds must ask adviser for review

    News stories Published: 17/12/2012 Last modified: 23/04/2013
    Investors in the CF Arch cru Investment and Diversified funds will be asked if they want their investment reviewed to see if they are entitled to compensation. Find out more about the consumer redress scheme.

  2. Personal investment firms that give bad advice to hold capital for redress

    Press Releases Published: 29/11/2023 Last modified: 30/11/2023
    Our proposals to require personal investment firms to set aside capital so that they can cover compensation costs.

  3. topnotchtradefx / topnotchtradefx.com (Clone of FCA authorised firm)

    Warnings Published: 01/12/2020 Last modified: 12/07/2021
    topnotchtradefx / topnotchtradefx.com (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

  4. UK MiFID framework notifications

    Firms Markets Markets policy Published: 13/01/2017 Last modified: 09/10/2023
    If you’re an authorised investment firm find out more about the notifications you may need to make.

  5. FCA steps up focus on fair use of client dealing commission

    Press Releases Published: 10/07/2014 Last modified: 10/07/2014
    We are in active discussion with one firm on redress for clients after we found it used dealing commission to pay for market data services in full, despite clear statements that ... Brokers did not explicitly price their research as a distinct service,

  6. FCA reveals the fourth round of successful firms in its regulatory sandbox

    Press Releases Published: 03/07/2018 Last modified: 11/04/2024
    The FCA has announced the 29 firms that were successful in their applications to begin testing in the fourth cohort of the sandbox.

  7. Money Saving Expert (clone of appointed representative firm)

    Warnings Published: 13/04/2021 Last modified: 16/06/2022
    Money Saving Expert (clone of appointed representative firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised

  8. Insurance brokers: serving consumers and businesses in times of uncertainty and change

    Speeches Published: 13/05/2022 Last modified: 13/05/2022
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the British Insurance Brokers' Association (BIBA) Conference.

  9. Review of principal firms in the investment management sector

    Multi-firm reviews Published: 20/05/2019 Last modified: 20/05/2019
    We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are.

  10. Regulatory co-operation between the UK and US: now and in the future

    Speeches Published: 12/06/2019 Last modified: 12/06/2019
    Panel appearance by Nausicaa Delfas, Executive Director of International at the BritishAmerican Business Transatlantic Finance Forum, New York City
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