Search results

Showing 871 to 880 of 950 search results for One Call Insurance Services.

871. FSA publishes the results of a mystery shopping review into the quality of investment advice in banks and building societies

     Press Releases Published: 13/02/2013 Last modified: 23/11/2021
     The Financial Services Authority (FSA) has published the results of a mystery shopping review, carried out between March and September 2012, looking into the quality of investment advice given by banks and building societies.

872. FCA to investigate competition in investment and corporate banking services following review of wholesale markets

     Press Releases Published: 19/02/2015 Last modified: 19/02/2015
     FCA to investigate competition in investment and corporate banking services following review of wholesale markets. ... The pricing and availability of data and related services. Vertical integration of clearing and execution services.

873. FCA review finds evidence of life insurance and advisory firms ‘undermining the objectives of the RDR’ and consults on new guidance

     Press Releases Published: 17/09/2013 Last modified: 07/02/2022
     The Financial Conduct Authority (FCA) has published a review to find out whether firms continue to be influenced by inducements from product providers, despite the Retail Distribution Review (RDR) coming into effect in January 2013

874. How innovation and regulation in financial services can drive the UK's economic growth

     Speeches Published: 29/06/2023 Last modified: 29/06/2023
     Speech by Sheldon Mills, Executive Director, Consumers and Competition delivered at the CityUK Annual Conference 2023.

875. Zandex Investment Capital and Finance Limited (clone of FCA authorised firm)

     Warnings Published: 19/09/2018 Last modified: 10/05/2021
     Zandex Investment Capital and Finance Limited (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

876. FCA publishes terms of reference for its investment and corporate banking market study

     Press Releases Published: 22/05/2015 Last modified: 04/11/2019
     The Financial Conduct Authority (FCA) has set out the issues it will focus on as part of its market study into competition in investment and corporate banking.

877. WinnGroups Capital/ Brevan Howards CFD LTD (clone of FCA Authorised firm )

     Warnings Published: 29/03/2021 Last modified: 13/06/2022
     WinnGroups Capital/ Brevan Howards CFD LTD (clone of FCA Authorised firm ) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

878. FCA publishes its Business Plan for 2015/16 and announces details of new supervision and authorisation divisions

     Press Releases Published: 24/03/2015 Last modified: 14/09/2015
     from April, powers to enforce against unlawful anti-competitive behaviour in the financial services industry concurrent with the Competition and Markets Authority come into effect. ... There is one new area of forward looking focus:. firms’ systems and

879. Advice firms demonstrate some good practice on due diligence but greater consistency needed

     Press Releases Published: 19/02/2016 Last modified: 19/02/2016
     However, many firms did not show consistently good practice across all products and services and there is room for further improvement. ... Linda Woodall, director of life insurance and financial advice at the FCA, said:.

880. Swift Market Options UK Ltd / leadtradesfx.com (Clone of FCA Authorised Firm)

     Warnings Published: 11/11/2022 Last modified: 11/11/2022
     Swift Market Options UK Ltd / leadtradesfx.com (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this