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Showing 441 to 450 of 13155 search results for Our Consumer Duty.

  1. FCA fines compliance officer and broker whose actions enabled market abuse to be committed in October 2010

    Press Releases Published: 08/08/2013 Last modified: 17/09/2013
    The Financial Conduct Authority (FCA) has fined David Davis, senior partner and compliance officer of Paul E Schweder Miller & Co, £70,258, and Vandana Parikh, a broker at the same firm, £45,673, for failing to act with due skill, care and

  2. DP 21/2: Diversity and inclusion in the financial sector – working together to drive change

    Discussion papers Published: 06/07/2021 Last modified: 04/01/2023
    We are engaging financial firms and other stakeholders in a discussion on how we can accelerate the pace of meaningful change on diversity and inclusion in the sector.

  3. Clydesdale Bank fined £8.9 million for failing to treat its mortgage customers fairly

    Press Releases Published: 26/09/2013 Last modified: 26/09/2013
    This process has been agreed with the FCA, which has an objective to secure an appropriate degree of protection for consumers. ... For most people mortgage payments are their biggest monthly outgoing and we all budget on the assumption that the

  4. CP17/40: Individual accountability: Transitioning FCA firms and individuals to the Senior Managers & Certification Regime

    Consultation papers Published: 13/12/2017 Last modified: 22/02/2018
    We’re calling this process ‘conversion’, and our aim is to make it simple, clear and proportionate. ... Consumers may be interested how individual accountability is being enhanced within financial services.

  5. Financial watchdog warns insurers to protect customers’ wellbeing during cost of living squeeze

    Press Releases Published: 29/09/2022 Last modified: 29/09/2022
    The Financial Conduct Authority (FCA) has written to insurers urging them to protect customers as the cost of living rises

  6. New Chairs of the FCA Practitioner Panel and Markets Practitioner Panel announced today

    Press Releases Published: 28/06/2019 Last modified: 01/07/2019
    The Financial Conduct Authority Chair, Charles Randell, has today announced the appointments of new Chairs for the FCA’s independent Practitioner Panel and Markets Practitioner Panel.

  7. FCA: New strategic approach to ensure “sharper focus” to regulatory challenges ahead

    Press Releases Published: 08/12/2014 Last modified: 08/12/2014
    To look at how we can deliver our objectives and ambitions to the best of our abilities. ... A Market Oversight Division will be created incorporating our UKLA and Market Monitoring functions.

  8. PS15/3: Final rules for independent governance committees, including feedback on CP14/16

    Policy statements Published: 04/02/2015 Last modified: 29/05/2018
    consumers who are members of workplace personal pension schemes and consumer groups seeking better protection for consumers with workplace personal pensions. ... We intend to hold a forum for IGC Chairs around the time that our rules become effective.

  9. PS14/16: Detailed rules for the price cap on high-cost short-term credit - Including feedback on CP14/10 and final rules

    Policy statements Published: 11/11/2014 Last modified: 07/02/2022
    On 2 January 2015, we introduced a price cap on what high-cost short-term credit lenders can charge.

  10. FS23/4: Potential competition impacts of Big Tech entry and expansion in retail financial services 

    Feedback statements Published: 12/07/2023 Last modified: 12/07/2023
    We are asking for views on the potential benefits and harms from Big Tech firms’ entry and expansion into retail financial services sectors
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