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CP15/32: Smarter Consumer Communications: Removing certain ineffective requirements in our Handbook
This reflects our commitment to create a sustainable regulatory framework. In our Discussion Paper on Smarter Consumer Communications, we committed to improve the effectiveness of communications to consumers. ... CP15/32: Smarter Consumer Communications: -
Securitisation
Securitisation legislation aims to make the securitisation market work more effectively. Regulation outlines the general requirements for all securitisations, as well as the criteria and process for designating certain securitisations as simple, -
Published coronavirus (Covid-19) guidance for firms
We've published various guidance for firms in response to the coronavirus (Covid-19) pandemic. -
2016 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2016. -
Inclusion of Insurance Organisations within the scope of the OFSI and FSA Banking MoU [pdf]
The purpose of this letter is to confirm our agreement that co-operation under the Memorandum of Understanding between the Bank of England and the Office of the Superintendant of Financial Institutions on June 17, 1997, will include sharing of -
Validation Orders
The FCA explains what Validation Orders are, the difference between agreements entered into before or after 1 April 2014 and how to apply for one. -
Getting to the gamers
The FCA InvestSmart campaign uses specific techniques to alert different groups of people to risks from investment offers. -
The fairness challenge
Speech by Martin Wheatley, Chief Executive of the FCA, at Mansion House, London. This is the text of the speech as drafted, which may differ from the delivered version. -
New appointment to FCA Board announced
The Treasury confirms the appointment of Sophie Henderson as a Non-Executive Director to the FCA Board. -
Regulating in a recovery
Speech by John-Griffith Jones, FCA Chairman, at the CASS Business School, London. This is the text of the speech as drafted, which may differ from the delivered version.