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Showing 621 to 630 of 13165 search results for Our Consumer Duty.

  1. GXCM

    Warnings Published: 13/08/2021 Last modified: 13/08/2021
    GXCM is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  2. IB24

    Warnings Published: 12/04/2021 Last modified: 17/02/2021
    IB24 is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  3. RegTech

    Tasks for firms Focus areas Published: 11/09/2017 Last modified: 12/04/2024
    RegTech applies to new technologies developed to help overcome regulatory challenges in financial services.
  4. FTEFX

    Warnings Published: 09/03/2020 Last modified: 09/03/2020
    FTEFX is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  5. KNOWNFX

    Warnings Published: 16/03/2023 Last modified: 16/03/2023
    KNOWNFX is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  6. WOLF

    Warnings Published: 11/11/2021 Last modified: 12/11/2021
    WOLF is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  7. BITFXD

    Warnings Published: 15/03/2023 Last modified: 15/03/2023
    BITFXD is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  8. Foxane

    Warnings Published: 08/02/2022 Last modified: 08/02/2022
    Foxane is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  9. Approved Persons Regime

    Tasks for firms Published: 12/05/2015 Last modified: 27/04/2023
    Approved persons carry out certain activities on a firm's behalf and must be regulated by us. Learn about our requirements, conduct rules and 'fit and proper' test.
  10. Regulatory reporting

    Tasks for regulated firms Published: 03/05/2016 Last modified: 09/02/2023
    Find out more about the type of reports you should be sending us to comply with our regulatory requirements.