Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 421 to 430 of 842 search results for Our proposals for a new Consumer Duty.

  1. FCA proposes ban on debt packager referral fees to protect consumers

    Press Releases Published: 17/11/2021 Last modified: 17/11/2021
    We have proposed banning debt packager firms from being paid to refer customers on to other firms.

  2. CP13/9: Quarterly Consultation Paper No. 2

    Consultation papers Published: 06/09/2013 Last modified: 30/08/2015
    make various minor amendments to reporting mechanisms;. make changes to chapter 9 of the Supervision manual (SUP) to reflect our decision to discontinue the Listing Authority Review Committee;. ... We want to know what you think of our proposals.

  3. Statement re: promotion of shares in EMMIT plc

    Press Releases Published: 31/10/2014 Last modified: 21/11/2016
    Our review of trading in the shares of Emmit plc has shown that pension investors have constituted a significant proportion of the demand for the shares of Emmit plc, which may ... investors. We have taken action in this matter by publishing our concerns

  4. Whistleblowing qualitative assessment survey 2022

    Data Published: 04/05/2023 Last modified: 04/05/2023
    This report sets out the findings of a qualitative assessment survey of a small sample of whistleblowers who disclosed their concerns about wrongdoing to the FCA. The survey was conducted to understand whistleblowers’ experience of reporting to

  5. Our response to the Parliamentary Commission on Banking Standards

    Documents Published: 07/10/2013 Last modified: 07/10/2013
    to account, governance and culture, securing better outcomes for consumers and regulatory judgement. ... We will consult on a series of proposals in 2014, including the introduction of a new Senior Persons Regime for deposit-taking institutions.

  6. FCA confirms speculative mini-bond mass-marketing ban

    Press Releases Published: 10/12/2020 Last modified: 10/12/2020
    The FCA has confirmed proposals to permanently ban the mass-marketing of speculative illiquid securities - including speculative mini-bonds - to retail investors.

  7. Financial promotions quarterly data 2022 Q3

    Data Published: 04/11/2022 Last modified: 03/02/2023
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2022 to 30 September 2022.

  8. Financial watchdog sets out credit information market improvements

    Press Releases Published: 05/12/2023 Last modified: 05/12/2023
    People will find their credit files better reflect their financial circumstances, under proposals announced by the Financial Conduct Authority (FCA).

  9. FCA changes mortgage advice rules to encourage consumer choice

    Press Releases Published: 07/05/2019 Last modified: 07/05/2019
    The Financial Conduct Authority (FCA) has today published proposals for changes to its mortgage sales requirements which will help to give consumers more choice in how they buy a mortgage.

  10. FCA announces proposals to update Dual-regulated firms Remuneration Code

    News stories Published: 03/08/2020 Last modified: 03/08/2020
    Our proposals aim to ensure that the FCA’s remuneration regime applicable to banks, building societies and PRA-designated investment firms.