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Showing 261 to 270 of 408 search results for Powers in relation to LIBOR.
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Dealing with EEA firms and investment funds
What to check if you’re dealing with an EEA firm in supervised run-off (SRO) or contractual run-off (CRO), or a fund in the temporary marketing permission regime (TMPR). -
Conduct in a new era: leaders rejecting complacency
Speech by John Griffith-Jones, Chairman, the FCA, to theCityUK conference in London. This is the text of the speech as drafted, which may differ from the delivered version. -
GC24/2: Primary Market Bulletin No. 48
We are consulting on the following proposed changes to the Knowledge Base. -
Reaping the rewards of investing in women
Speech by Sheree Howard, Executive Director of Risk and Compliance Oversight at PIMFA Women’s symposium conference -
CP15/1: FCA Competition Concurrency Guidance and Handbook amendments
We designed our proposed procedures with the aim of using our competition powers effectively and efficiently. ... The FCA obtained new competition powers on 1 April 2015. We now have powers to enforce the prohibitions in the Competition Act 1998 on -
Financial promotions quarterly data 2023 Q1
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 January 2023 to 31 March 2023 . -
Konstantin Vishnyak appears at court for destruction of documents offence
In a prosecution brought by the FCA, Konstantin Vishnyak has today appeared at Westminster Magistrates’ Court in relation to one count of destroying documents which he knew or suspected were or would be relevant to an investigation. -
Consumer investments data review April 2020 - March 2021
A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2020 and 31 March 2021. -
Information on cryptoasset exchange services in the UK - May 2022
The FCA provides information on cryptoasset exchange services in the UK. -
Service standards 2019/20
The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2019/20.