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Showing 361 to 370 of 408 search results for Powers in relation to LIBOR.
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Claims management companies must raise advertising standards, says FCA
Claims management companies (CMCs) must do more to ensure their promotions do not mislead potential customers according to the Financial Conduct Authority (FCA). Since the FCA took over regulation of CMCs on 1 April 2019 it has reviewed over 200 CMC -
Shareholding notification and disclosure
There are several transparency rules under Disclosure Guidance and Transparency Rules Chapter 5 (DTR 5). Find out more about how to make a shareholding notification, certain exemptions and submitting information. -
PRA and FCA conclude investigations into senior managers in relation to the 2008 failure of HBOS plc
PRA and FCA joint investigations into certain former senior managers at HBOS plc have now concluded with a decision by each of the Authorities’ independent decision-makers to take no further action. -
FG14/7 - Primary Market Bulletin No. 6 and Primary Market Bulletin No. 7
one new procedural note and one new technical note to explain the practical aspects of our new powers in relation to sponsors. ... Three new Notes added. UKLA/PN/910.1 – Additional powers to supervise sponsors. -
Joint statement from FCA, PRA and Bank of England on the government’s proposed amendments to the CCP run-off regime
FCA and PRA are responsible for the supervision of regulated banks to which certain central counterparties (CCPs) provide services. The Bank of England is responsible for the supervision of CCPs in the UK. -
FCA publishes its Business Plan for 2015/16 and announces details of new supervision and authorisation divisions
from April, powers to enforce against unlawful anti-competitive behaviour in the financial services industry concurrent with the Competition and Markets Authority come into effect. ... There is one new area of forward looking focus:. firms’ systems and -
Update on independent review of Royal Bank of Scotland’s treatment of business customers in financial difficulty
Answer:. The independent reviewer has been appointed by the FCA using its powers in section 166 of the Financial Services and Markets Act 2000. ... Answer:. Once we have received the review findings we will consider whether further regulatory measures -
Tribunal upholds FCA decision to fine and ban former hedge fund CEO Alberto Micalizzi
In concluding the Tribunal said:. “…the power to prohibit an individual from performing any function is a critical function in relation to the protection of consumers. -
We welcome action taken by a number of pension providers to review and strengthen their competition compliance
As part of the retirement income market study we reviewed a number of distribution arrangements and strategies of different pension providers. -
FCA publishes guidance consultation for firms who seek to limit their liabilities
We have seen an increase in the number of firms developing proposals, such as Scheme of Arrangements, to deal with significant liabilities to consumers, in particular redress liabilities.