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Showing 381 to 390 of 409 search results for Powers in relation to LIBOR.

381. Andrew Bailey speech on retail banking in the UK - reflections from the FCA

     Speeches Published: 29/06/2017 Last modified: 29/06/2017
     Speech by Andrew Bailey, Chief Executive of the FCA, at the BBA Retail Banking Conference on retail banking in the UK – reflections from the FCA.

382. CP16/7: Payment Accounts Regulations 2015 - draft Handbook changes and draft guidance

     Consultation papers Published: 02/03/2016 Last modified: 02/03/2016
     introduce new regulatory reporting requirements in relation to switching and payment accounts with basic features. ... update our Decision Procedures and Penalties Manual (DEPP) and Enforcement Guide (EG) to reflect the powers of enforcement we have been

383. Monitoring orders and transactions – our expectations of firms

     Speeches Published: 31/01/2013 Last modified: 29/03/2013
     Speech by Patrick Spens, Head of Market Monitoring, the FSA, at the Futures Options Association Compliance Forum

384. FCA charges former Treasurer and Head of Tax at Wm Morrison with insider dealing

     Press Releases Published: 28/09/2014 Last modified: 05/04/2023
     The Financial Conduct Authority (FCA) has charged Paul Gerard Coyle (DOB: 20/04/1964), the former Treasurer and Head of Tax at Wm Morrison Supermarket plc (Morrison) with two offences of insider dealing, contrary to Section 52(1) of the Criminal

385. Tribunal partly upholds the Financial Conduct Authority’s decision to fine Tariq Carrimjee for assisting a client to commit market abuse

     Press Releases Published: 06/03/2015 Last modified: 06/03/2015
     The Upper Tribunal (Tribunal) has released its decision in relation to Tariq Carrimjee of Somerset Asset Management LLP (Somerset). ... It remains open to the parties to appeal this judgment. This decision follows the Final Notices issued to Mr Goenka,

386. Former equities trader at Schroders Investment Management sentenced for insider dealing

     Press Releases Published: 12/06/2016 Last modified: 05/04/2023
     Damian Clarke, a former equities trader at Schroders Investment Management has today been sentenced to two years imprisonment having pleaded guilty to nine counts of insider dealing.

387. PS16/20: Payment Accounts Regulations 2015 - feedback on CP16/7, final Handbook changes and finalised guidance

     Policy statements Published: 01/08/2016 Last modified: 01/08/2016
     introduce new regulatory reporting requirements in relation to switching and payment accounts with basic features. ... update our Decision Procedures and Penalties Manual (DEPP) and Enforcement Guide (EG) to reflect the powers of enforcement we have been

388. FCA statement on ESMA’s ongoing work on possible product intervention measures applicable to retail CFD and binary option products

     Statements Published: 15/12/2017 Last modified: 15/12/2017
     The European Securities and Markets Authority (ESMA) has made an announcement today on its work in relation to the provision of contracts for differences (CFDs), including rolling spot forex, and binary options to retail clients. 

389. Temporary intervention on the marketing of speculative mini-bonds to retail investors

     Decisions and notices Temporary product interventions Published: 26/11/2019 Last modified: 26/11/2019
     We are introducing temporary rules to prevent consumer harm, by banning the promotion of high risk speculative mini-bonds to most retail consumers.

390. Consumer Investments Strategy – 1 year update

     Corporate documents Published: 18/10/2022 Last modified: 15/06/2023
     The FCA provides an update on its progress against the workstreams and outcomes it committed to in its Consumer Investments Strategy in September 2021.