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Showing 142 to 151 of 295 search results for Preparing for Brexit in financial services.

  1. Our Business Plan 2018/19

    Corporate documents Published: 09/04/2018 Last modified: 19/07/2018
    The annual Business Plan gives details of the specific areas of work the FCA is prioritising for the next year.
  2. Looking ahead to 2014

    Speeches Published: 09/12/2013 Last modified: 09/12/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at the ICI Global Trading and Market Structure Conference. This is the text of the speech as drafted, which may differ from the delivered version.
  3. Asset management: A regulatory perspective

    Speeches Published: 26/04/2018 Last modified: 26/04/2018
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at London Business School Annual Asset Management Conference.
  4. A to Z of financial terms - Preparing for Brexit in financial services

    Consumers Published: 20/03/2023 Last modified: 20/03/2023
    A to Z of financial services to help you understand financial and legal terms.
  5. Apply to be a registered AIFM

    Focus areas Published: 06/06/2016 Last modified: 05/07/2023
    Learn how to apply to us to be a small registered Alternative Investment Fund Manager (AIFM), including SEF and RVECA managers.
  6. UK RRD: Handbook rules

    Tasks for regulated firms Published: 23/05/2016 Last modified: 10/02/2023
    The FCA provides information on how UK RRD was implemented in the through several statutory instruments that amended UK legislation
  7. FCA sets out its priorities for 2019/20

    Press Releases Published: 17/04/2019 Last modified: 13/03/2024
    The FCA published our Business Plan for 2019/20, outlining key priorities for the year.
  8. Dear CEO: Ensuring fair treatment of corporate customers preparing to raise equity finance [pdf]

    Correspondence Published: 28/04/2020
    We expect financial firms to continue to provide strong support and services to customers during this period of disruption due to the Coronavirus (Covid-19) pandemic.
  9. Supervising firms in SRO

    Firms Focus areas Last modified: 02/01/2024
    We explain how we supervise firms in the temporary permissions regime (TPR).
  10. A credit market that delivers for consumers

    Speeches Published: 27/04/2023 Last modified: 27/04/2023
    Speech by Roma Pearson, Director of Consumer Finance, delivered at Credit Summit 2023.