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Showing 171 to 180 of 347 search results for Primary Market Bulletin Issue.
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Filing of Structured Annual Financial Reports
ESEF is the standard for digital financial reporting by companies admitted to trading on EU and UK regulated markets. -
2014 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2014. -
Consumer protection in the listing regime
A common theme of recent discussions of equity markets issues has been the need for greater engagement by investors. ... These questions included:. How broadly or narrowly should we interpret ‘consumer’ when thinking about the FCA’s consumer -
Investment and corporate banking market study: MS15/1
In 2015-2016, we carried out a market study on investment and corporate banking services, focusing on primary market and related activities provided in the UK. We considered issues around choice of banks and advisers for clients, transparency of the -
Pension scams
Don’t let a scammer enjoy your retirement. Find out how pension scams work, how to avoid them, and what to do if you suspect a scam. -
Side pockets
Side pockets could affect anyone who invests in funds that are exposed to Russian assets. Find out more about how side pockets work and what investors can expect. -
Primary Market Bulletin 31: Review of delayed disclosure of inside information [pdf]
We have recently undertaken a review of the Delayed Disclosure of Inside Information (DDII) notifications that it receives under Article 17(4) of the Market Abuse Regulation (MAR). -
Efficiency and effectiveness: our approach to primary markets
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Bloomberg. -
Mortgage fraud
If you mislead a lender about the sale price of your home, you could be committing fraud. Find out how this crime works and how to protect yourself. -
Fair and effective markets review
This in turn increases the costs of trading, and may feedback into the prices issuers can get for new securities in the primary market. ... Equally, with allocations, there are a number of different practices and way of allocating issuances in the