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Showing 291 to 300 of 347 search results for Primary Market Bulletin Issue.

  1. FCA publishes terms of reference for its investment and corporate banking market study

    Press Releases Published: 22/05/2015 Last modified: 04/11/2019
    The Financial Conduct Authority (FCA) has set out the issues it will focus on as part of its market study into competition in investment and corporate banking.

  2. The importance of purposeful anti-money laundering controls

    Speeches Published: 01/04/2021 Last modified: 01/04/2021
    Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the AML & ABC Forum 2021.

  3. FCA finalises rules to improve the protection of client money and custody assets

    Press Releases Published: 10/06/2014 Last modified: 10/06/2014
    Some of the issues relating to the prompt return of client assets relate to the overall legislative insolvency framework. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.

  4. FCA overhauls listing rules to boost growth and innovation on UK stock markets

    Press Releases Published: 11/07/2024 Last modified: 11/07/2024
    The new rules are the biggest changes to the listing regime in over 3 decades. They aim to support a wider range of companies to issue their shares on a UK exchange, increasing opportunities for investors.

  5. Transforming to a forward-looking, proactive regulator

    Speeches Published: 15/07/2021 Last modified: 15/07/2021
    Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar.

  6. Information on insider dealing and breaches of the FCA Handbook - May 2022

    FOI Release Date of Release: 23/05/2022
    The FCA provides information on Number of people sanctioned, fined, reprimanded or excluded for breaching FCA Handbook Rules and insider dealing.

  7. FCA commits to being a more innovative, assertive and adaptive regulator

    Press Releases Published: 15/07/2021 Last modified: 15/07/2021
    The commitment reflects the FCA’s Business Plan for 2021/22, the first annual plan since Nikhil Rathi joined the FCA as Chief Executive in October 2020

  8. FCA response to the independent panels’ annual reports

    Corporate documents Published: 01/02/2024 Last modified: 07/02/2024
    In line with its statutory requirement, the FCA responds to key representations made by the Panels in their respective Annual Reports.

  9. The FCA’s second phase of reform of the Listing Rules: Increasing transparency and encouraging more market participation

    Speeches Published: 15/06/2022 Last modified: 16/06/2022
    Speech by Clare Cole, FCA Director of Market Oversight, to The Regulation of Listed Companies Summit

  10. Review on disclosure of costs by asset managers

    Multi-firm reviews Published: 28/02/2019 Last modified: 28/02/2019
    We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are.