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Showing 341 to 347 of 347 search results for Primary Market Bulletin Issue.

  1. Updated: Upper Tribunal releases its judgment on action against Timothy Roberts and Andrew Wilkins

    Press Releases Published: 18/09/2015 Last modified: 09/12/2016
    ARM’s Bond Programme was registered with the Irish Stock Exchange and traded on its regulated market. ... The FCA has an overarching strategic objective of ensuring the relevant markets function well.

  2. The FCA’s approach to supervising wealth management and private banking firms

    Speeches Published: 02/07/2013 Last modified: 18/07/2013
    Speech by Clive Adamson, Director of Supervision, the FCA, at the APCIMS Compliance Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  3. Beesley lecture: Economics, technology and data - Redefining the future of conduct regulation

    Speeches Published: 14/11/2014 Last modified: 20/10/2015
    in markets where customer service does not seem to be an important consideration) despite quoting prices that aren’t market leading. ... In other words, instead of relying on intuition and guesswork, we combine trials, behavioural economics, and

  4. PS14/15: Removing the Transparency Directive’s requirement to publish interim management statements - Including feedback on CP14/12 and final rules

    Policy statements Published: 07/11/2014 Last modified: 30/08/2015
    This Policy Statement reports on the main issues arising from Consultation Paper (CP) 14/12 and publishes final rules. ... primary information providers. From 7 November 2014, the requirement in the DTRs to publish interim management statements will be

  5. Statement of Policy: Delaying annual company accounts and half yearly financial reports for listed companies during the coronavirus crisis: Q&A

    Markets Published: 26/03/2020 Last modified: 23/03/2022
    Questions and answers relating to delaying annual company accounts during the coronavirus crisis​​​.

  6. CP15/13: General Insurance Add-ons Market Study – Proposed Remedies: banning opt-out selling and supporting informed decision-making for add-on buyers

    Consultation papers Published: 25/03/2015 Last modified: 25/03/2015
    This consultation paper follows our general insurance market study, which found that competition in add-on markets does not always work in the interests of consumers. ... The market study was the first under our new competition mandate, and looked at

  7. PS15/22: General Insurance Add-Ons Market Study – Remedies: banning opt-out selling across financial services and supporting informed decision-making for add-on buyers, including feedback on CP15/13 and final rules and guidance

    Policy statements Published: 28/09/2015 Last modified: 31/03/2016
    In this Policy Statement we report on the main issues arising from Consultation Paper 15/13 (General Insurance Add-ons Market Study – Proposed Remedies: Banning opt-out selling across financial services ... Policy Statement 15/22 [PDF]. This Policy