Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 102 to 111 of 132 search results for Primary Market Bulletin No.17.

  1. Financial Services Register

    To look up details of firms, use The Financial Services Register. The register is a public record that shows details of firms, individuals and other bodies that are, or have been, regulated by the Prudential Regulation Authority (PRA) and/or the Financial Conduct Authority (FCA).

  2. FSA - Primary Market Bulletin No.4: Text amended [pdf]

    Newsletters Published: 06/12/2012 Last modified: 03/08/2016
    The listing and prospectus regimes are separate. An issuer who requires its securities to be admitted to the Official List maintained by the UKLA must apply to us for those securities to be listed. The issuer must then meet whichever set of listing

  3. Primary Markets enforcement outcomes

    Published: 18/02/2021 Last modified: 07/11/2023
    A list of recent Primary Markets enforcement outcomes.

  4. FSA - Primary Market Bulletin No.4: Summary of actions [pdf]

    Newsletters Published: 05/12/2012 Last modified: 03/08/2016
    As explained in PMB No. 2, the UKLA Knowledge Base is our new online repository for formal guidance notes, offering practitioners guidance on a number of aspects of the Listing Rules (LR), the Prospectus Rules (PR) and the Disclosure and

  5. Exemptions from short-selling requirements

    Markets Short selling Published: 12/05/2016 Last modified: 31/08/2023
    The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors. Learn more about exemptions, requirements, ESMA and SSR.

  6. Request individual guidance

    Markets Published: 04/06/2016 Last modified: 16/01/2024
    Find out how to request individual guidance.

  7. Policy development update

    News stories Published: 02/07/2020 Last modified: 10/09/2021
    The policy development update provides some information on our recent and upcoming publications but should not be regarded as comprehensive.

  8. Short selling

    Markets Short selling Published: 12/05/2016 Last modified: 28/11/2023
    We have regulated short selling and certain aspects of credit default swaps (CDS) in the UK since 1 November 2012. Learn more about short selling and our powers.

  9. Proxy advisors

    Markets Published: 18/12/2019 Last modified: 17/04/2024
    Proxy advisors offer research, advice or recommendation services. Read more about the Proxy Advisors Regulations, joining our public list and reporting breaches.

  10. Primary Market Bulletin 31: Review of delayed disclosure of inside information [pdf]

    Primary market Published: 11/11/2020 Last modified: 11/11/2020
    We have recently undertaken a review of the Delayed Disclosure of Inside Information (DDII) notifications that it receives under Article 17(4) of the Market Abuse Regulation (MAR).

  11. Primary Market Bulletin 31: Corporate governance disclosures by listed issuers [pdf]

    Primary market Published: 11/11/2020 Last modified: 11/11/2020
    We found several areas where we felt that the corporate governance disclosures required under our rules could be improved