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TR14/12 - Enhanced transfer value pension transfers
We recommend that consumers who have immediate concerns should contact the financial advisory firm that gave them the advice. ... That is why we intend to work with the financial advisory firms to identify affected consumers and address any concerns. -
The retrospective application of rules: feedback on the call for examples
We asked firms to provide examples of the retrospective application of regulatory rules -
Research Note: Review of Maximal Extractable Value and Blockchain Oracles
This paper is designed to support market participants and regulators to better understand the emerging technology landscape and build the foundation of knowledge needed to assess the potential risks and opportunities created by new technology. -
FCA wholesale sector competition review – call for inputs
Improvements in competition should contribute to the sustainable development of the financial system, and have positive knock-on effects for retail consumers and real economy businesses.”. ... Market studies are one of the main tools the FCA uses for -
Information on Consumer Network and roundtable events - November 2021
The FCA responds to multiple questions on the FCA's Consumer Network. -
FCA to consult on new measures for cash savings account holders
consumers to changes in interest rates or the end of an introductory rate for example. ... The design and content of these proposed summary boxes have been informed by independent consumer research. -
Sue Lewis re-appointed Chair of the Financial Services Consumer Panel
The Financial Conduct Authority has re-appointed Sue Lewis Chair of the Financial Services Consumer Panel for a further two and a half years, from 1 July 2016. -
FCA sets out expectations for investment managers on dealing commission
FCA chief executive, Martin Wheatley, said:. “Investors should be confident that dealing commission is only used to buy execution or research services that deliver real value. ... The FCA has a statutory objective to secure appropriate protection for -
Debt management firms must raise their game, says FCA
The emphasis is on creating a sector that works well for both firms and consumers. ... In May, the FCA released research which showed that some debt management providers were giving consumers poor advice and lacked the necessary training to advise -
Research Note: Further evidence on choices of dominated mortgage products
FCA Occasional Paper No. 33 found that there was a surprising prevalence of 'dominated' choices in the UK mortgage market. Almost 30% of customers chose mortgage products that were strictly worse on all price dimensions than another available