Search results

Showing 41 to 50 of 101 search results for RMA-E Professional indemnity insurance.

41. Reviewing your resources

    Tasks for regulated firms Published: 03/08/2015 Last modified: 15/02/2023
    If you are a regulated firm, or wish to become regulated, you should review the level of resources required to operate your business effectively.

42. Firms

    Firms Last modified: 27/07/2022
    Tasks for regulated firms and authorisation information for new firms

43. AIFMD

    Focus areas Published: 08/06/2016 Last modified: 06/02/2023
    The Alternative Investment Fund Managers Regulations (UK AIFMD) provide a regulatory framework for alternative investment fund managers (AIFMs). Find out about the requirements.

44. Common misreporting errors: RMAR

    Tasks for regulated firms Registers and systems Published: 12/05/2016 Last modified: 13/06/2022
    Common misreporting errors: RMAR

45. Data Bulletin June 2018: The retail intermediary sector

    Data Published: 07/06/2018 Last modified: 06/09/2018
    This bulletin focuses on new analysis of the retail intermediary sector based on the data firms have submitted to us via the Retail Mediation Activities Return (RMAR).

46. Appointed representatives and networks

    Tasks for firms Published: 05/08/2015 Last modified: 19/07/2023
    Principals often have networks of appointed representatives (ARs). Find out how to control your networks to reduce risks to your business.

47. AISP models under PSD2

    Tasks for regulated firms Published: 23/12/2019 Last modified: 10/02/2023
    The FCA provides what an Agency models for authorised payment institutions or small payment institutions under PSD2

48. 2013 Disclosure Log

    Last modified: 22/11/2021
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2013. 

49. Registered account information service provider (RAISP) applicants

    Tasks for firms Published: 11/10/2017 Last modified: 19/06/2024
    Find out what conditions you must meet to become a RAISP, and what to include in your application to be registered with the FCA.

50. FCA publishes Insurance Distribution Directive consultation

    Press Releases Published: 06/03/2017 Last modified: 06/03/2017
    The Financial Conduct Authority (FCA) has today published the first of its two consultation papers on the implementation of the Insurance Distribution Directive (IDD).