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Capital market regulation and coronavirus
Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the ShareSoc Webinar: building market and investor confidence. -
Environmental sustainability
Find out how the FCA is working to become a more sustainable organisation. -
Capital requirements for personal investment firms (PIFs)
The FCA explains the capital resources rules for personal investment firms. -
Statements of Policy on the operation of the MiFID transparency regime
Statements of Policy outlining how the FCA will operate the MiFID transparency regime, if the UK leaves the EU without an implementation period. -
Confidence to crisis and back
Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the IOSCO conference in London. This is the text of the speech as drafted, which may differ from the delivered version. -
Financial promotions data 2022
The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for January 2022 to 31 December 2022. -
FCA and PSR climate and environmental targets and metrics
The FCA targets and metrics keep us accountable for our progress towards becoming a more sustainable organisation. -
FCA decides to fine and ban James Staley
Mr Staley has referred his Decision Notice to the Upper Tribunal where he will present his case. -
Call for Input: Open finance
In this paper we set out some of the recent developments across the crowdfunding sector and a number of concerns that we have identified in response. -
Statement on peer-to-peer applications for full authorisation
Statement on peer-to-peer applications for full authorisation. Statements First published:. 31/03/2016. ... Our consideration of whether to authorise firms as P2P platform operators is against a backdrop of recent changes to legislation which clarify how