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Appointed representatives and consumer credit firms
Learn about when you can be an appointed representative (AR), or act as an agent, for a consumer credit firm. -
FCA Research into the issue of de-risking
The work not only continues, but has been reinforced by the Government’s recent action plan. ... In recent years, we have become aware that banks are withdrawing or failing to offer banking facilities to customers in greater volumes than before. -
Financial promotions quarterly data 2023 Q2
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 April 2023 and 30 June 2023. -
Primary Market Bulletin 46
This edition covers Article 10 UK MAR and ESG stewardship and TCFD-aligned disclosures: sponsor procedures. -
FCA sets out findings against Link Fund Solutions
Link Fund Solutions failed to act with due skill, care and diligence in its management of the Woodford Equity Income Fund, according to findings published by the FCA. -
Cracking down on misleading credit brokers
The FCA researched different types of investors to decide the best techniques to reach different groups with the InvestSmart campaign. -
2017 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017. -
FS22/3: Pensions consumer journey
This is a feedback statement for the joint Call for Input by The Pensions Regulator and the Financial Conduct Authority on the pensions consumer journey. -
FCA welcomes industry report on fund tokenisation
The report sets out how firms can develop such models within the existing legal and regulatory framework. -
FCA writes to the Treasury Committee on Blackmore Bonds
The FCA has written to the Treasury Committee about its decision not to take enforcement action following investigations into NCM Fund Services Ltd and Northern Provident Investments Ltd.