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Primary Market Bulletin 44
This edition covers diversity and inclusion, when a prospectus is required in Schemes of Arrangement and regulatory news with multimedia content. -
Funeral plans: check your provider is authorised
Whether you're buying a new funeral plan or you already have one, find out how to make sure your provider is authorised by us, and what you should do if it isn’t. -
FS23/6: Artificial Intelligence and Machine Learning
We asked for your input on the role supervisory authorities should have in supporting the safe and responsible adoption of AI in UK financial services.. -
Margin requirements for uncleared derivatives
Find out about margin requirements for uncleared derivatives under UK European Market Infrastructure Regulation (UK EMIR), counterparties and transactions subject to this, and exemptions. -
FCA seeks re-trial in insider dealing case
The Financial Conduct Authority will pursue a re-trial of Stuart Bayes and Jonathan Swann for insider dealing offences. -
New regime for public offers and admissions to trading
Read more about the new framework that will replace the UK prospectus regime, our work in this area and ways we plan to hear your views. -
Regulating the UK as a global financial centre
Speech delivered by Nausicaa Delfas, Executive Director of International at City & Financial Global’s Virtual Summit. -
Fair and effective markets review
But this has not been the topic of public discussion in recent years. ... Perhaps a statement of the obvious, but it goes back to my point earlier about cultures of impunity. -
Primary Market Bulletin 37
In this edition we cover the implementation of our postponed rules that require issuers to publish their annual financial reports. We explain the importance of adequate business continuity procedures and review sponsor requirements to identify and -
FCA issues statement of objections to 3 money transfer firms
In a statement of objections, the Financial Conduct Authority (FCA) alleges that Dollar East (International Travel & Money Transfer) Ltd, Hafiz Bros Travel & Money Transfer Limited, and LCC Trans-Sending Limited (including its parent company Small