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Statements
List of statements -
Joint statement on the implementation of prudential reforms in the Financial Services Bill
Joint statement from HM Treasury, the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) on the implementation of prudential reforms contained in the Financial Services Bill. -
Trading venues and systematic internalisers – changes in security statuses
Trading venues and systematic internalisers may have to notify the FCA when there are changes in the status of the securities they trade. -
Individual sentenced to four months imprisonment for contempt of court
The FCA has brought two contempt of court applications before Southwark Crown Court regarding ten breaches by an individual of a restraint order obtained under the Proceeds of Crime Act 2002. -
CP23/15: The framework for a UK consolidated tape
We’re consulting on our proposed framework for establishing a consolidated tape (CT) in the UK. -
Information on investigations into company directors - July 2021
The FCA provides information on Investigations into company directors. -
PS17/25: FAMR implementation part II and consultation on retiring FG12/15 and FG14/1
This Policy Statement outlines the response to our consultation CP17/28: FAMR Implementation Part II and insistent clients, and announces a consultation on the retirement of guidance FG12/15 and FG14/1. -
Reforming our capital markets ecosystem
Speech by Nikhil Rathi, our Chief Executive delivered at the Global Investment Management Summit. -
PS16/17: PSR regulatory fees 2016/17
The PSR consulted on fee levels for 2016/17 and plans to handle its 2015/16 budget underspend. -
PS18/10: Retiring FG12/15 and FG14/1
This Policy Statement outlines the response to our consultation launched in PS17/25 on the retirement of guidance FG12/15 and FG14/1, and confirms that both FG12/15 and FG14/1 have been retired. -
FCA sets out its approach to the share trading obligation
We confirm our approach to the STO) at the end of the Brexit transition period, if mutual equivalence is not agreed.