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Information on retail investors understanding of cryptoassets - July 2021
The FCA provides information on retail investors and understanding of cryptoassets. -
FCA’s national and international response to coronavirus (Covid-19) and Brexit
Speech delivered by Nausicaa Delfas, Executive Director of International, at Deloitte Annual Conduct Risk Conference (webinar). -
CP23/26: Implementing the Overseas Funds Regime (OFR)
We’re consulting on rules and guidance to integrate the OFR into our Handbook and to enable recognition of overseas funds from jurisdictions approved by the Treasury. -
FCA and Industry Working Group on interest-only mortgages: terms of reference
We are forming a working group to support and inform our review of existing interest-only guidance as well helping our understanding on how interest-only borrowers are currently treated. -
Equivalence of non-UK regimes
Third country issuers must satisfy our measures. Learn more about major shareholding notifications and requirements for issuers of shares and debt securities. -
Joint FCA and PRA statement Senior Managers and Certification Regime (SM&CR) and coronavirus (Covid-19): our expectations of dual-regulated firms
Joint FCA and PRA statement Senior Managers and Certification Regime (SM&CR) and coronavirus (Covid-19): our expectations of dual-regulated firms -
CP16/15: Capping early exit pension charges
This consultation does not cover other charges that firms may apply during the lifetime of a pension policy and is not directly related to our recent thematic review of the fair ... We will publish feedback on responses and issue a Policy Statement once -
GC24/2: Primary Market Bulletin No. 48
We are consulting on the following proposed changes to the Knowledge Base. -
Statistics provided on new enforcement Investigations - August 2020
The FCA provides statistics on new enforcement Investigations opened and the reason for the investigation. -
Notification and disclosure of net short positions
The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments.