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Statements
List of statements -
PS14/1: Distribution of retail investments: referrals to discretionary investment managers and adviser complaints reporting
Final rules on the first two of the proposals we consulted on in CP13/4 in July 2013. -
Our emerging regulatory approach to Big Tech and Artificial Intelligence
Speech by Nikhil Rathi, our Chief Executive, delivered at The Economist, London. -
PS15/19: Improving complaints handling, feedback on CP14/30 and final rules
In the Policy Statement the FCA report on the main issues arising from CP14/30 and publish the final rules. -
Joint statement from FCA, PRA and Bank of England on the government’s proposed amendments to the CCP run-off regime
FCA and PRA are responsible for the supervision of regulated banks to which certain central counterparties (CCPs) provide services. The Bank of England is responsible for the supervision of CCPs in the UK. -
Rules that apply to firms in SRO and fund operators in the TMPR
We summarise the rules that apply to firms in the temporary permissions regime (TPR) and fund operators in the temporary marketing permissions regime (TMPR). -
Information on enforcement investigations opened and closed by the FCA - August 2020
The FCA holds information on the number of new enforcement investigations opened and closed by the FCA -
FCA publishes results of thematic reviews into enhanced transfer values and SIPP operators
Given the Government's recent announcements about pension reforms taking effect from next April and its response to the consultation regarding restrictions on transfers from private sector DB schemes, published today, ... The FCA has written to the -
FCA resolves High Court proceedings in relation to unauthorised deposit taking
Mohammed Kabir has agreed to orders to resolve proceedings brought by the FCA relating to an unauthorised deposit taking scheme. -
Consumer Investments Strategy - 2 Year Update
The FCA provides a 2 year update on its progress against the workstreams and outcomes it committed to in its Consumer Investments Strategy in September 2021. -
The role of consumer decision-making in ensuring good market dynamics in the mortgage sector
Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, at the Mortgages Conference.