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Showing 101 to 110 of 516 search results for Retail banking Consumer Duty.

  1. Apply to be a registered AIFM

    Focus areas Published: 06/06/2016 Last modified: 12/07/2024
    Learn how to apply to us to be a small registered Alternative Investment Fund Manager (AIFM), including SEF and RVECA managers.

  2. Apply to become a debt firm

    Firm authorisation Published: 27/04/2020 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you’re a debt advice, debt collection or debt purchaser firm, or if you conduct debt administration.

  3. FCA performance scorecard - comparison metrics for personal current accounts 2020

    Data Published: 09/01/2020 Last modified: 15/01/2021
    This performance scorecard for 2020 highlights some of the information available on personal current accounts, and can help customers choose their provider.

  4. FCA acts to improve competition in the current account market

    Press Releases Published: 03/11/2016 Last modified: 03/11/2016
    The Financial Conduct Authority (FCA) has today announced that it will take action to improve competition in the current account market. This follows a series of recommendations which were proposed by the Competition and Markets Authority (CMA) as

  5. Financial Lives 2017 survey

    Financial Lives Published: 26/07/2023 Last modified: 26/07/2023
    Find out more about the FCA's first Financial Lives survey in 2017.

  6. The FCA data strategy: An update one year on [pdf]

    Data Published: 30/10/2014 Last modified: 03/08/2016
    In this update the FCA sets out what we have done so far to achieve our vision, and the changes we have made to ensure that the way we collect and manage data is effective and transparent.

  7. Submit a change in control notification

    Tasks for firms Published: 12/10/2019 Last modified: 13/12/2023
    Find out how to prepare your notification and understand what happens after you submit it.

  8. PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms

    Policy statements Published: 13/12/2017 Last modified: 04/07/2018
    PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms. ... 13/12/2017. Last updated: 04/07/2018. Since May 2016, the Duty of Responsibility has applied to Senior Managers of banking firms.

  9. FCA appoints new head of investment banking

    Press Releases Published: 12/03/2014 Last modified: 09/05/2024
    The FCA appointed Julia Hoggett as head of investment banking in its supervision division.

  10. Competition and investment banking

    Speeches Published: 09/07/2014 Last modified: 09/07/2014
    Although wholesale market participants are typically more sophisticated than many retail consumers, wholesale markets are not immune from competition issues. ... And when we say consumer, we mean it in the widest sense, since the 2012 Act recognises not
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