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Showing 311 to 320 of 516 search results for Retail banking Consumer Duty.

  1. Innovation: The regulatory opportunity

    Speeches Published: 28/10/2014 Last modified: 21/11/2016
    Speech by Martin Wheatley, Chief Executive of the FCA, at the Financial News Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  2. MS19/1: Credit Information Market Study

    Market studies Published: 25/06/2019 Last modified: 20/05/2024
    We have published the Final Report for the Credit Information Market Study. It contains our proposed package of remedies aimed at addressing concerns we identified in the market. We also set out feedback received from stakeholders in response to

  3. Financial watchdog fines Equifax Ltd £11 million for role in one of the largest cyber security breaches in history

    Press Releases Published: 13/10/2023 Last modified: 17/10/2023
    FCA fines Equifax £11,164,400 for failing to manage and monitor the security of UK consumer data it had outsourced to its parent company based in the US.

  4. The new simplified advice regime and the advice / guidance boundary review

    Speeches Published: 21/03/2023 Last modified: 21/03/2023
    Speech by Therese Chambers, our Director of Consumer Investments, delivered at the TISA Financial Advice and Guidance Conference.

  5. Financial Lives Survey 2017: Data Tables: Volume 19 - Unbanked [xlsx]

    Data Published: 18/10/2017 Last modified: 20/06/2018
    This volume of tables contains questions on: unbanked. The Financial Lives Survey 2017 is a tracking study designed to provide the FCA with insight on consumer behaviour and experience in the retail financial markets we regulate.

  6. Considerations for firms after the transition period

    Firms Published: 11/07/2018 Last modified: 12/03/2024
    Find out how Temporary Transitional Power (TTP) may affect you. It will depend on several factors, including the nature of your business and where your customers are located.

  7. Supporting consumers with pension transfers

    Published: 30/08/2023 Last modified: 30/08/2023
    Read how firms should support consumers with characteristics of vulnerability when providing pension transfer advice.

  8. Reforming our capital markets ecosystem

    Speeches Published: 29/03/2023 Last modified: 08/01/2024
    Speech by Nikhil Rathi, our Chief Executive delivered at the Global Investment Management Summit.

  9. Helping firms provide more support to customers making investment decisions

    Firms Published: 03/08/2023 Last modified: 30/10/2023
    Examples on providing consumers with greater levels of support, including getting closer to the advice guidance boundary for giving a personal recommendation.

  10. Financial Lives Survey 2017: Data Tables: Volume 13 - Savings [xlsx]

    Data Published: 18/10/2017 Last modified: 20/06/2018
    This volume of tables contains questions on: Savings (questions asked of all), Savings account product questions, NS&I bond product questions, Cash ISA product questions and Savings product questions (product banner). The Financial Lives Survey 2017
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