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Showing 371 to 380 of 516 search results for Retail banking Consumer Duty.

371. Seizing opportunity – challenges and priorities for the FCA

     Speeches Published: 22/09/2021 Last modified: 24/09/2021
     Speech by our CEO, Nikhil Rathi, delivered at the Lord Mayor's City Banquet at Mansion House

372. Conduct risk during LIBOR transition

     Firms Focus areas Markets Markets policy Published: 19/11/2019 Last modified: 09/01/2023
     Questions and answers for firms on conduct risk during LIBOR transition.

373. Senior Managers and Certification Regime Banking Stocktake Report

     Multi-firm reviews Published: 05/08/2019 Last modified: 05/08/2019
     The findings of our review into the embedding of the Senior Managers and Certification Regime (SM&CR) in the banking sector. The SM&CR was introduced for deposit-taking firms and dual-regulated investment firms (the banking sector) in March 2016.

374. Evolution of a new model for financial regulation in the UK

     Speeches Published: 21/09/2020 Last modified: 21/09/2020
     Christopher Woolard, interim chief executive, delivers speech at the 10th annual International Financial Services Forum

375. Challenges for the regulator - consumer credit, long-term savings and an ageing population

     Speeches Published: 04/10/2017 Last modified: 04/10/2017
     Speech by Andrew Bailey, Chief Executive at the FCA, delivered at City Banquet, Mansion House.

376. FCA proposes new Directory of financial services workers

     Press Releases Published: 04/07/2018 Last modified: 04/07/2018
     The Financial Conduct Authority (FCA) has today proposed a new Directory to help consumers and firms check the status and history of individuals working in financial services.

377. FCA operating service metrics 2022/23

     Data Published: 20/07/2023 Last modified: 26/02/2024
     This report sets out how the FCA performed in 2022/23 against 54 operating service metrics, including how it dealt with regulatory applications, telephone enquiries and other correspondence.

378. A more effective approach to combatting financial crime

     Speeches Published: 21/09/2016 Last modified: 29/09/2016
     Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the BBA Financial Crime and Sanctions Conference.

379. Information related to Covid-specific whistleblower allegations - November 2021

     FOI Release Date of Release: 09/11/2021
     The FCA responds to multiple questions regarding Covid-specific whistleblower allegations.

380. Christopher Woolard to chair review of unsecured credit market regulation

     Press Releases Published: 16/09/2020 Last modified: 16/09/2020
     The FCA has announced that Chris Woolard will chair a review of the future regulation of the unsecured credit market, reporting to the FCA Board.