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Showing 481 to 490 of 516 search results for Retail banking Consumer Duty.
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CP16/3: Financial Services Compensation Scheme – Management Expenses Levy Limit 2016/17
This consultation is relevant to all authorised firms, but contains no material of direct relevance to retail financial services consumers or consumer groups upon which they might need to act. ... As costs may be passed on to consumers in the form of -
Financial watchdog consults about protections for insurance customers in financial difficulty
The FCA is proposing to update guidance, introduced during the Covid-19 pandemic, to support insurance customers in financial difficulty. -
The importance of culture in driving behaviours of firms and how the FCA will assess this
Speech by Clive Adamson, Director of Supervision, the FCA, at the CFA Society - UK Professionalism Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA publishes its Business Plan for 2015/16 and announces details of new supervision and authorisation divisions
Linda Woodall will head up the Retail and Authorisations division as acting Director. ... to take forward the announced wholesale market study into competition in investment and corporate banking. -
Occasional paper No.40: Time to act: A field experiment on overdraft alerts
As part of the high-cost credit review, the FCA wanted to understand the impact of automatically enrolling customers into just-in-time arranged overdraft alerts and early warning alerts for overdrafts and unpaid items. -
FCA fines Lloyds Banking Group firms a total of £28,038,800 for serious sales incentive failings
The Financial Conduct Authority (FCA) has fined Lloyds TSB Bank plc and Bank of Scotland plc, both part of Lloyds Banking Group (LBG), £28,038,800 for serious failings in their controls over sales incentive schemes. -
Brexit: information for life insurers in the UK about pensions and retirement income
A focus for UK life insurers is their ability to continue to provide services to EEA-based customers (including expats). -
FCA publishes Annual Report 2015/16 and report of its competition activities since 2013
These included looking at investment and corporate banking, asset management, competition in the mortgage sector and the use of “Big Data” in the retail general insurance sector;. ... On 1 April 2014, the FCA took over responsibility for consumer -
FCA data shows increase in complaints with more than 4 million complaints during the first half of 2018
The Financial Conduct Authority (FCA) has today published the complaints figures for regulated firms for the first half of 2018. -
GC15/5: Ring-fencing: Guidance on the FCA’s approach to the implementation of ring-fencing and ring-fencing transfer schemes
This guidance consultation is relevant to banking groups that are required by the Financial Services and Markets Act 2000 to establish a ring-fence for their retail banking activities aimed at ... For more information:. see CP15/23: Ring-fencing: