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Showing 1012 to 1021 of 1334 search results for ScamSmart investor.

  1. Should you invest?

    Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension.

  2. Rainbow Saver Anglia Credit Union Limited enters administration

    News stories Published: 18/05/2022 Last modified: 18/05/2022
    Rainbow Saver Anglia Credit Union Limited was placed into administration on 18 May 2022 and has now stopped trading. James Sleight and Peter Hart of PKF Geoffrey Martin & Co Limited have been appointed as joint administrators. 

  3. GC18/3: Primary Market Bulletin No. 19

    Guidance consultations Published: 11/06/2018 Last modified: 31/07/2018
    We are consulting on the following changes that we are proposing to make to the Knowledge Base.

  4. Putting the customer at the centre of the business: is it a long road ahead for the FCA?

    Speeches Published: 25/06/2015 Last modified: 25/06/2015
    Speech by Christopher Woolard, Director of Strategy & Competition, FCA, delivered at the RiskMinds conference Conduct Forum in Brussels. This is the text of the speech as drafted, which may differ from the delivered version.

  5. Effective compliance with the Market Abuse Regulation – a state of mind

    Speeches Published: 14/11/2017 Last modified: 15/11/2017
    seeking to ensure that investors have the information they need to assess the investment and are in a position to exercise their rights efficiently. ... Here we are focused on ensuring that issuers meet the expectations that MAR, we as regulators and

  6. Handbook changes to reflect the introduction of the Lifetime ISA: CP16/32

    Consultation papers Published: 16/11/2016 Last modified: 26/01/2017
    We are consulting on proposals to introduce a Lifetime Individual Savings Account (LISA) and the changes required to our Handbook rules.

  7. Restrictions in relation to the retail distribution of contingent convertible instruments

    Temporary product interventions Published: 05/08/2014 Last modified: 09/12/2016
    2015. These rules impose restrictions in relation to the distribution of CoCos to retail investors. ... For more information see:. Press release: FCA restricts distribution of CoCos to retail investors.

  8. Consumer attitudes and awareness of cryptoassets: research summary

    External research Published: 07/03/2019 Last modified: 07/03/2019
    We have carried out research with consumers to better understand the potential harms of cryptoassets.

  9. Lamprell plc fined £2,428,300 for systems and controls failings

    Press Releases Published: 18/03/2013 Last modified: 29/03/2013
    The Financial Services Authority (FSA) has fined Lamprell plc (Lamprell) £2,428,300 for significant failings in its systems and controls resulting in Listing Rules and related breaches. Lamprell could not adequately monitor its financial

  10. Ian Hudson sentenced to 4 years imprisonment for fraudulent trading and carrying on regulated activities without authorisation

    Press Releases Published: 26/07/2021 Last modified: 26/07/2021
    Ian James Hudson sentenced to 4 years mprisonment following charges laid by the FCA.

  11. Levelling the playing field – innovation in the service of consumers and the market

    Speeches Published: 20/04/2021 Last modified: 20/04/2021
    Speech by our CEO, Nikhil Rathi, to FinTech Week.