Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 1022 to 1031 of 1334 search results for ScamSmart investor.

  1. Should you invest?

    Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension.

  2. FCA proposes ways to make financial advice more accessible

    Press Releases Published: 30/11/2022 Last modified: 30/11/2022
    ​​​​​​​As part of its consumer investment strategy, the FCA has set out new proposals to improve people’s access to financial advice so they can invest with confidence. 

  3. Research Note: Cryptoasset consumer research 2021

    Data and research Research notes Published: 17/06/2021 Last modified: 17/06/2021
    Our fourth consumer research publication on cryptoassets ownership looks at benefits, harms, attitudes and usage.

  4. FCA confirms how it will use new power to publicise warning notices

    Press Releases Published: 15/10/2013 Last modified: 15/10/2013
    It will make clear to consumers, firms and investors the sort of behaviour considered unacceptable by the FCA and will make the enforcement process more transparent. ... I believe we have got the balance right so we now have in place a regime that

  5. Protected forward-looking statements – Engagement Paper 3

    Markets Calls for input Published: 18/05/2023 Last modified: 12/12/2023
    This Engagement Paper asks for views on how we should define protected forward-looking statements and how this information should be presented in a prospectus under the new public offers and admissions to trading regime.

  6. Update on potential enforcement action against Link Fund Solutions

    Statements Published: 20/02/2023 Last modified: 20/02/2023
    The Financial Conduct Authority (FCA) is providing a short update on its proposed enforcement action against Link Fund Solutions Ltd (LFS). 

  7. Defendants sentenced in FCA prosecution of £1.4 million investment scheme

    Press Releases Published: 20/12/2017 Last modified: 21/12/2017
    Samrat Bhandari, Dr Muhammad Aleem Mirza, Michael Moore and Paul Moore, each of whom played a role in the operation of an investment scheme which led to investors losing just over £1.4 million, today appeared at Southwark Crown Court to be sentenced

  8. Allianz Asset Management (clone) (clone of FCA authorised firm)

    Warnings Published: 07/06/2013 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

  9. Primary multilateral trading facilities – Engagement Paper 6

    Calls for input Published: 13/07/2023 Last modified: 12/12/2023
    We are asking for your feedback on our initial thinking about future rules for multilateral trading facilities (MTFs) under the new public offers and admission to trading regime.

  10. PS13/3 Restrictions on the retail distribution of unregulated collective investment schemes and close substitutes

    Policy statements Published: 04/06/2013 Last modified: 30/08/2015
    We are setting out our rules on unregulated collective investment schemes and close substitutes in relation to ordinary retail investors in the UK.

  11. FCA fines UBS AG £27.6 million for transaction reporting failures

    Press Releases Published: 19/03/2019 Last modified: 19/03/2019
    UBS AG (UBS) has been fined £27,599,400 by the Financial Conduct Authority (FCA) for failings relating to 135.8 million transaction reports between November 2007 and May 2017.