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Showing 1032 to 1041 of 1334 search results for ScamSmart investor.

  1. FCA planning reform of the listing regime to boost growth and competitiveness

    Press Releases Published: 26/05/2022 Last modified: 26/05/2022
    The FCA sets out its vision to attract more high quality, growth companies to the UK
  2. FCA makes Market Investigation Reference for investment consultancy services

    Press Releases Published: 14/09/2017 Last modified: 14/09/2017
    The Financial Conduct Authority (FCA) has today confirmed its final decision to make a Market Investigation Reference (MIR) to the Competition and Markets Authority (CMA) in relation to investment consultancy and fiduciary management services.
  3. The Financial Conduct Authority (FCA) bans two individuals from the financial services industry

    Press Releases Published: 25/10/2016 Last modified: 25/10/2016
    The FCA has today banned two individuals from performing any function in relation to any regulated activity in the financial services industry.
  4. Financial Conduct Authority provides update on regulatory sandbox

    Press Releases Published: 15/06/2017 Last modified: 15/06/2017
    The Financial Conduct Authority (FCA) today provides an update on its regulatory sandbox and unveils the list of firms that were successful in their applications to begin testing in the second cohort of the sandbox.
  5. GC19/1: Primary Market Bulletin No. 20

    Guidance consultations Published: 07/02/2019 Last modified: 08/11/2019
    GC19/1: Primary Market Bulletin No. 20
  6. PS24/9: Payment optionality for investment research

    Policy statements Published: 10/04/2024 Last modified: 26/07/2024
    The FCA sets out final rules on giving UK buyside firms – asset managers and others – greater flexibility on how they can purchase such research.
  7. FCA urges victims to come forward after Court orders compensation for victims of illegal investment scheme

    Press Releases Published: 30/06/2021 Last modified: 30/06/2021
    For investors who bought shares in Pearl Island International LLC, Paragon Private Wealth LLC, Berkeley Brookes LLC or Atlantic Equity LLC
  8. What are the lessons for insurance supervisors from the recent financial crisis?

    Speeches Published: 12/02/2013 Last modified: 09/04/2024
    Speech by Adair Turner, FSA Executive Chairman at the Swedish Central Bank.
  9. FCA Mortgage Conference 2015 — panel summaries

    News stories Published: 18/01/2016 Last modified: 16/06/2016
    Funding is likely to come into the mortgage market from a range of investors, who see mortgages (including equity release and buy to let) as a potentially attractive source of return. ... there is potentially a bigger role for institutional investors in
  10. FCA fines Sir Christopher Gent for disclosing inside information

    Press Releases Published: 05/08/2022 Last modified: 05/08/2022
    The Financial Conduct Authority (FCA) has fined Sir Christopher Gent, former non-executive Chairman of ConvaTec Group Plc, £80,000 for unlawfully disclosing inside information.