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Showing 1052 to 1061 of 1334 search results for ScamSmart investor.

  1. Should you invest?

    Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension.

  2. CP23/32: Improving transparency for bond and derivatives markets

    Consultation papers Published: 20/12/2023 Last modified: 13/03/2024
    We are consulting on proposed changes to the bond and derivative transparency regime in the UK.

  3. Court of Appeal upholds appeal in Our Price Records case

    News stories Published: 25/03/2022 Last modified: 01/07/2022
    The Court of Appeal upholds an appeal by Ms Karen Ferreira in a case she had been ordered by the High Court to pay restitution for consumers who suffered losses relating to an illegal financial promotion by Our Price Records.

  4. The rise in scams and the threat to a legitimate financial services industry

    Speeches Published: 18/05/2021 Last modified: 18/05/2021
    Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, at the City & Financial Global - FCA Investigations & Enforcement Summit.

  5. PS20/4: Amendment of COBS 21.3 permitted link rules

    Policy statements Published: 04/03/2020 Last modified: 04/03/2020
    This Policy Statement (PS) sets out our response to the feedback received to our Consultation Paper CP 18/40 Consultation on proposed amendment of COBS 21.3 permitted links rules.

  6. Financial regulator finds wholesale data market can be improved

    Markets Press Releases Published: 29/02/2024 Last modified: 29/02/2024
    We have published the findings of our wholesale data market study. We started this work after concerns were raised with us in our call for input, launched in March 2020.

  7. Rules that apply to firms in SRO and fund operators in the TMPR

    Firms Focus areas Published: 19/08/2020 Last modified: 02/01/2024
    We summarise the rules that apply to firms in the temporary permissions regime (TPR) and fund operators in the temporary marketing permissions regime (TMPR).

  8. Authorised fund managers’ assessments of fund value 2023

    Multi-firm reviews Published: 10/08/2023 Last modified: 10/08/2023
    Feedback following the second MFR of Authorised Fund Managers compliance with our Assessment of Value rules.

  9. FCA wins case against Capital Alternatives Limited and others

    Press Releases Published: 26/03/2018 Last modified: 24/11/2021
    The High Court found that Capital Alternatives Limited, Renwick Haddow, Marcia Hargous, Robert McKendrick and others should pay a total of £16.9m in restitution for their roles in four unauthorised collective investment schemes which were

  10. FCA fines Sesame Ltd for ‘pay-to-play’ arrangements

    Press Releases Published: 30/10/2014 Last modified: 30/10/2014
    This means that prospective investors pay for advice directly. Additionally, advisory firms have to clearly disclose whether they offer independent or restricted advice and advisers are required to meet certain professional

  11. A regulatory perspective: the drivers of culture and the role of purpose and governance

    Speeches Published: 18/09/2020 Last modified: 25/09/2020
    Marc Teasdale speaks on regulatory perspective, the driver of cultures and the role of purpose and governance.