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Should you invest?
Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension. -
FCA finds weak price competition in some areas of the asset management sector
The Financial Conduct Authority (FCA) has today published the interim findings of its asset management market study, which suggests that there is weak price competition in a number of areas of the asset management industry. -
FCA consults on new rules to improve open-ended property fund structures
The FCA is consulting on proposals to reduce the potential for harm to investors from the liquidity mismatch in open-ended property funds. The new rules as proposed would require investors to give notice – potentially of up to 180 days - before -
CP14/23: Restrictions on the retail distribution of regulatory capital instruments
We are also consulting on new requirements that would apply when mutual society shares are sold to ordinary retail investors. ... firms involved with the management, operation or distribution of securities issued by unregulated collective investment -
FCA bans Phillip Harold Boakes and sentence of 10 years upheld
Mr Boakes’ crimes involved serious dishonesty and caused real harm to many innocent investors who are entitled to feel vindicated by the decision of the Court of Appeal and the confiscation -
FCA concerned about problem behaviours linked to trading app design
The Financial Conduct Authority (FCA) has warned stock trading app operators to review design features, including those with game-like elements, which risk prompting consumers to take actions against their own interest. -
DP21/4: Sustainability Disclosure Requirements and investment labels
We are seeking initial views on new sustainability disclosure requirements for asset managers and FCA-regulated asset owners, as well as a new classification and labelling system for sustainable investment products -
FCA sets out expectations for investment managers on dealing commission
FCA chief executive, Martin Wheatley, said:. “Investors should be confident that dealing commission is only used to buy execution or research services that deliver real value. ... They are acting as good agents and taking proper account of investors’ -
Further issuances of equity on regulated markets – Engagement Paper 2
We are asking for your feedback on our initial thinking about requirements for further issuances of equity securities under the new public offers and admission to trading regime. -
Statement on the UK Coronavirus Business Interruption Loan Scheme (CBILS) and the new Bounce Back Loan Scheme (BBLS)
The Treasury has today announced amendments to the UK’s CBILS scheme to support small businesses. This statement sets out the FCA’s approach to its regulation of firms in relation to the Government’s CBILS and BBL schemes. -
CP15/11: Implementation of the Transparency Directive Amending Directive (2013/50/EU) and other Disclosure Rule and Transparency Rule changes
The Transparency Directive (TD) principally harmonises requirements on companies regarding information disclosure.