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Showing 1132 to 1141 of 1334 search results for ScamSmart investor.

  1. Should you invest?

    Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension.

  2. Market abuse requires a dynamic response to a changing risk profile

    Speeches Published: 13/02/2019 Last modified: 17/05/2019
    These are the people who are much more likely to meet with senior investors and the people much more likely to be allowed to speak with journalists.

  3. FCA further bolsters its leadership team as it expands its headcount

    Press Releases Published: 05/07/2022 Last modified: 06/07/2022
    The Financial Conduct Authority (FCA) has appointed six directors as it expands its headcount to meet a growing remit and to achieve its ambitious strategy, which launched in April. The appointments announced today, which fill a mix of new and

  4. FSA secures High Court victory against illegal land banking firm, Asset Land

    Press Releases Published: 11/02/2013 Last modified: 29/03/2013
    The Financial Services Authority (FSA) has won a key victory in the battle against unauthorised businesses after the High Court declared that David Banner-Eve, Stuart Cohen, Asset Land Investments Plc and Asset L.I. Inc. ran an illegal land bank by

  5. FCA publishes its second set of rules following its Asset Management Market Study

    Press Releases Published: 04/02/2019 Last modified: 04/02/2019
    The Financial Conduct Authority (FCA) has published new rules and guidance to improve the quality of the information available to consumers about the funds they invest in.

  6. CP24/2: Our Enforcement Guide and publicising enforcement investigations - a new approach

    Consultation papers Published: 27/02/2024 Last modified: 18/06/2024
    Discover our proposed new approach to publicising our enforcement investigations and changes to our Enforcement Guide.

  7. The Financial Conduct Authority places consumer protection at the heart of crowdfunding

    Press Releases Published: 06/03/2014 Last modified: 06/03/2014
    The new rules will provide the same level of protection to investors whether they engage with firms online, or offline as a result of the direct marketing or telephone selling.

  8. Santander UK fined £12.4m for widespread investment advice failings

    Press Releases Published: 26/03/2014 Last modified: 25/11/2021
    Santander UK Plc has been fined £12,377,800 by the Financial Conduct Authority (FCA) after the regulator uncovered serious failings in the way it offered financial advice from its bank.

  9. The Financial Conduct Authority outlines how it will regulate crowdfunding

    Press Releases Published: 24/10/2013 Last modified: 24/10/2013
    Promotions that are not can be banned by the FCA. Where firms do not provide access to a secondary market, investors can cancel without penalty and without reason within 14 calendar ... sophisticated investors, high net worth investors, retail clients

  10. Blackmore Bond PLC: correspondence regarding the acquisition of CGS Claims funding

    Statements Published: 10/03/2023 Last modified: 13/03/2023
    The FCA is aware of at least one Blackmore investor receiving a letter falsely claiming to be from Oak Fund Services (Guernsey) Limited (‘Oak’), stating that they have been successful in generating CGS Claims funding and asking consumers to

  11. Priv Invest/ Priv-Invest/ PrivInvest (clone of FCA authorised firm)

    Warnings Published: 18/03/2019 Last modified: 21/11/2020
    Priv Invest/ Priv-Invest/ PrivInvest (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this