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Showing 1142 to 1151 of 1334 search results for ScamSmart investor.

  1. FCA statement on ESMA’s temporary product intervention measures applied to retail CFD and binary option products

    Statements Published: 27/03/2018 Last modified: 27/03/2018
    The European Securities and Markets Authority (ESMA) has agreed a range of product intervention measures to prohibit the provision of binary options and to restrict the provision of Contracts for Difference (CFDs) in order to protect retail investors
  2. Building better bridges: a world-leading investment industry around outcomes customers need

    Speeches Published: 11/10/2019 Last modified: 11/10/2019
    Speech by Charles Randell, FCA chair, at the Investment Association on working to build a world-leading investment industry around customers’ outcomes
  3. Engagement feedback on the new public offers and admissions to trading regime

    Feedback statements Published: 12/12/2023 Last modified: 12/12/2023
    We summarise feedback received on our series of Engagement Papers and events highlighting our emerging policy thinking on the new public offers and admissions to trading regime.
  4. FCA publishes Decision Notice against former Worldspreads CEO for market misconduct

    Press Releases Published: 03/07/2020 Last modified: 03/07/2020
    The Financial Conduct Authority (FCA) has today published a Decision Notice in respect of Conor Foley, the former Chief Executive Officer of Worldspreads, fining him £658,900 for market abuse and banning him from performing any roles linked to
  5. Chief Executive speaks at APM about recent work and future challenges

    Speeches Published: 20/07/2016 Last modified: 20/07/2016
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at our 2016 Annual Public Meeting.
  6. FCA statement regarding potential enforcement action against Link Fund Solutions Ltd

    Statements Published: 21/09/2022 Last modified: 21/09/2022
    This follows an announcement made on 21 September by Link Group to the Australian Securities Exchange.
  7. PS22/3: Diversity and inclusion on company boards and executive management

    Policy statements Published: 20/04/2022 Last modified: 20/04/2022
    This Policy Statement (PS22/3) sets out our final policy decision for proposals set out in our consultation CP21/24.
  8. Financial Conduct Authority statement on Connaught - Update 20/02/2015

    Statements Published: 20/02/2015 Last modified: 20/02/2015
    agreement can be reached to address losses by investors in the Fund.
  9. TR15/2: Structured Products: Thematic Review of Product Development and Governance

    Thematic reviews Published: 05/03/2015 Last modified: 12/01/2023
    Our recent work in the structured products market has focused on better understanding consumer behaviour and the way that firms approach product development and governance.
  10. Inside FCA Podcast examines how we're regulating a changing pensions sector

    News stories Published: 08/01/2020 Last modified: 08/01/2020
    Read our story which outlines key elements of the Inside FCA Podcast on regulating the changing pensions landscape