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Showing 1182 to 1191 of 1334 search results for ScamSmart investor.
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Should you invest?
Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension. -
CP18/29: Temporary permissions regime for inbound firms and funds
The temporary permissions regime will allow EEA firms and funds to continue regulated business in the UK, if the UK leaves the EU in March 2019 without an implementation period in place. This consultation paper sets out how we expect the regime to -
Market Force and the Chartered Institute’s Nicholas Barbon Lectures
Speech by Andrew Bailey, Managing Director, Prudential Business Unit at the Chartered Institute’s Nicholas Barbon Lectures, London -
Coronavirus and 10% depreciation notifications: further temporary measures for firms
This statement is for firms providing portfolio management services or holding retail client accounts that include positions in leveraged financial instruments or contingent liability transactions. -
Update to information on investments made through Harlequin Management Services (South East) Limited (“Harlequin Property”)
The Financial Services Authority (FSA) issued an alert to financial advisers on 18 January 2013 regarding this subject. -
Investing in outcomes: a regulatory approach to deliver for consumers, markets and competitiveness
Speech by Nikhil Rathi, FCA Chief Executive delivered at the Morgan Stanley European Financials Conference. -
PS18/8: Implementing asset management market study remedies and changes to our Handbook – feedback to CP17/18 and final rules
This policy statement sets out our final rules and guidance to address some of the findings of the asset management market study, focused on the duties that authorised fund managers have as the agents of investors in their funds. -
PS13/5 Implementation of the Alternative Investment Fund Managers Directive
We are setting out our rules for implementing the Alternative Investment Fund Managers Directive (AIFMD) and responding to the feedback to our consultation. -
FCA bans and fines former Burlington director for dishonest involvement in the sale of Unregulated Collective Investment Schemes to retail customers
relation to the promotion of three unregulated collective investment schemes (UCIS) to retail investors. ... Cameron knew that his activities created a risk of the UCIS being sold to investors for whom the products were not suitable. -
FCA publishes terms of reference for its investment and corporate banking market study
The Financial Conduct Authority (FCA) has set out the issues it will focus on as part of its market study into competition in investment and corporate banking. -
Financial Conduct Authority fines Credit Suisse and Yorkshire Building Society for financial promotions failures
The product was typically sold to unsophisticated investors with limited investment experience and knowledge through a number of distributors.