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Should you invest?
Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension. -
CP24/12: Consultation on the new Public Offers and Admission to Trading Regulations regime (POATRs)
We are consulting on the new framework that will replace the UK prospectus regime. -
Upper Tribunal upholds the FCA decision to fine and ban former Keydata executives
The Upper Tribunal has today upheld the Financial Conduct Authority’s (FCA) decision to fine and ban Stewart Ford and Mark Owen, the former CEO and sales director respectively of Keydata Investment Services Ltd (Keydata). -
FCA publishes further information about restrictions placed on Micro-E C.I.C
We have published a First Supervisory Notice for Micro-E C.I.C. -
Financial watchdog cracks down on problem firms and supports struggling borrowers
In the past year, the FCA has reduced harm to consumers and businesses by stopping 627 firms, that failed to meet the minimum standards, from operating. -
FCA and SFC sign MoU on United Kingdom-Hong Kong Mutual Recognition of Funds
The Financial Conduct Authority (FCA) and the Securities and Futures Commission (SFC) have entered into a Memorandum of Understanding on Mutual Recognition of Funds (MoU), which will allow eligible Hong Kong public funds and United Kingdom retail -
Research Note: Choosing wisely [pdf]
Our research from online laboratory experiments provides evidence-based understanding of how investors -
FCA secures confiscation order totalling £291,070 against convicted fraudster
A confiscation order of £291,070.36 was made against Mark Barry Starling in Southwark Crown Court. -
Cenkos Securities fined for failure to maintain the high standards required of a firm providing Sponsor Services
The Financial Conduct Authority (FCA) has today fined Cenkos Securities plc (Cenkos) £530,500 for failures in its sponsor services business. Cenkos failed to have appropriate systems and controls in place across its sponsor services business, and, -
FCA prosecutes five individuals for role in 'all-or-nothing’ investment scheme
We have charged five suspects for alleged investment fraud. The case will go to trial in February 2023. -
CP20/5: Consultation paper on ETF Listing: Premium to Standard Listing
In our Discussion Paper we asked whether premium listing obligations to open-ended investment companies (OEICs) should be dis-applied and OEICs should be listed in the standard-listing segment. Following our Feedback Statement, we committed to