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Showing 1202 to 1211 of 1334 search results for ScamSmart investor.

  1. Consumers struggling to understand structured products as Financial Conduct Authority calls for improvements from firms

    Press Releases Published: 05/03/2015 Last modified: 25/11/2021
    A behavioural economics research paper published today by the Financial Conduct Authority (FCA) has found that many consumers overestimate the expected returns on structured deposits.
  2. Occasional Paper No. 48: Swing pricing and fragility in open-end mutual funds

    Occasional papers Published: 29/05/2019 Last modified: 29/05/2019
    Traditional pricing models for mutual funds penalize loyal investors and might even fuel panic sell-offs in times of stress. Do alternative pricing methods offer a solution?
  3. Taheer Sardar convicted for providing a forged document to FCA investigators in a £1.3m boiler room fraud investigation 

    Press Releases Published: 10/05/2024 Last modified: 10/05/2024
    Taheer Sardar has been sentenced at Southwark Crown Court for perverting the course of justice.
  4. FCA launches consultation on a new type of fund to support investment in long-term assets

    Press Releases Published: 07/05/2021 Last modified: 07/05/2021
    The FCA has launched a consultation on proposals for a new category of fund designed to invest efficiently in long-term, illiquid assets.
  5. FCA fines Merrill Lynch International £13.2 million for transaction reporting failures

    Press Releases Published: 22/04/2015 Last modified: 22/04/2015
    MiFID II has been comprehensively revised to improve the functioning of financial markets in light of the financial crisis and to strengthen investor protection.
  6. FCA announces proposals to improve climate-related disclosures by listed companies

    Press Releases Published: 06/03/2020 Last modified: 06/03/2020
    FCA announces proposals to improve climate-related disclosures by listed companies
  7. PS22/2: PRIIPs - Final scope rules and amendments to Regulatory Technical Standards

    Policy statements Published: 25/03/2022 Last modified: 25/03/2022
    In this Policy Statement (PS22/2) we summarise the feedback we received to our consultation and confirm our final policy position.
  8. PS21/20: Changes to UK MiFID’s conduct and organisational requirements

    Policy statements Published: 30/11/2021 Last modified: 30/11/2021
    We set out our final policy position and rules on changes to the research rules and removal of best execution reporting in RTS 27 and RTS 28 following feedback to CP21/9.
  9. CP18/12 and CP18/13: Consultations on High-cost Credit and on Overdrafts

    Consultation papers Published: 31/05/2018 Last modified: 19/12/2018
    As part of our ongoing review of high-cost credit products, we are publishing our proposed rules and guidance for consultation. We have also identified a number of areas for discussion.
  10. FCA commences criminal prosecution against Phillip Boakes in relation to an unauthorised investment scheme

    Press Releases Published: 23/07/2014 Last modified: 23/07/2014
    Mr Boakes, using his company Currencytrader Limited, operated a scheme that purported to carry out forex trading for the benefit of its investors.