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Should you invest?
Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension. -
Occasional Paper No. 18: Market-Based Finance: Its Contributions and Emerging Issues
Specifically, it has achieved diversification of the types of funding available to loan-making institutions, geographical diversification of the investor base, and has contributed to the development of new products and -
Asia Resource Minerals plc (formerly Bumi plc) fined £4.65m for breaching the Listing Rules
Georgina Philippou, acting director of enforcement and market oversight, said:. “The UK listing regime provides confidence to investors that listed companies adhere to a range of standards on governance and investor ... protection. The related party -
The UK Financial Conduct Authority and the US Securities and Exchange Commission sign updated supervisory cooperation arrangements
The United Kingdom (UK) Financial Conduct Authority (FCA) and the United States (US) Securities and Exchange Commission (SEC) have today reaffirmed their commitment to continue close cooperation and information sharing in the event of the UK’s -
The FCA has today published Decision Notices in respect of three former members of Keydata’s senior management: Stewart Ford, Mark Owen and Peter Johnson
In the FCA’s view, Keydata Investment Services (Keydata) designed and sold investment products to retail investors via IFAs. ... marketing restriction rules applying to their distribution to retail investors in the UK. -
FCA updates on its work on financial advice given to members of the British Steel Pension Scheme (BSPS)
The FCA is aware of concerns about the financial advice received by members of the British Steel Pension Scheme (BSPS). The BSPS is being restructured and this has prompted many members to consider if they should transfer out of a Defined Benefit (DB -
AIM Investment Company fined for failing to disclose inside information as soon as possible
The Financial Conduct Authority (FCA) has today fined Tejoori Limited (Tejoori) £70,000 for failing to inform the market of inside information as required by Article 17(1) of the Market Abuse Regulation (MAR). This is the first fine the FCA has -
FCA confirms new rules for certain open-ended funds investing in inherently illiquid assets
The Financial Conduct Authority (FCA) has today confirmed new rules which apply to certain types of open-ended fund investing in inherently illiquid assets such as property. The new rules apply to these funds, known as non-UCITS retail schemes (NURSs -
FCA consults on new rules to improve the approach to open-ended funds investing in illiquid assets
The Financial Conduct Authority (FCA) is consulting on new rules and guidance to reduce the potential for harm to investors in funds that hold illiquid assets, particularly under stressed market conditions. These measures will also support the -
The Financial Conduct Authority consults on guidance to clarify the boundary between different investment advice models
We believe that a healthy retail investment market is one in which there are a number of different distribution models to suit a broad range of investors. -
FCA calls on victims of Richard Faithfull to come forward ahead of confiscation hearing
The FCA has called on victims of Richard Faithfull to come forward by 12 September 2022 in order to ensure they be part of any claim for compensation.