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Showing 1232 to 1241 of 1334 search results for ScamSmart investor.

  1. Should you invest?

    Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension.

  2. Matter of fact-sheets: improving consumer comprehension of financial sustainability disclosures

    Research articles Published: 25/10/2022 Last modified: 25/10/2022
    To help consumers better understand sustainability disclosures for investment products, we carried out a programme of behavioural research.

  3. FCA returns funds to victims of unauthorised deposit taking and collective investment schemes

    Press Releases Published: 24/02/2021 Last modified: 26/02/2021
    The FCA has obtained High Court Approval to return £3.42 million to compensate victims of a series of unauthorised deposit taking and collective investment schemes.

  4. Individual charged with investment fraud over unauthorised multimillion pound ‘Kube Trading’ scheme

    Press Releases Published: 23/04/2024 Last modified: 24/05/2024
    The Financial Conduct Authority (FCA) has launched criminal proceedings against Lee Steven Maggs of Sittingbourne, Kent, for 2 counts of fraud and 1 count of breaching the Financial Services and Markets Act 2000 (FSMA).

  5. FCA finds fund managers’ value assessments significantly improved, but still work to do

    Press Releases Published: 10/08/2023 Last modified: 10/08/2023
    Following a review of fund managers’ value assessments, we found that while many firms have better practices in place, some still require improvement.

  6. FCA publishes near final rules on MiFID II and encourages firms to submit applications for MiFID II authorisation

    Press Releases Published: 31/03/2017 Last modified: 31/03/2017
    The Financial Conduct Authority (FCA) has today published near final rules on the implementation of the Markets in Financial Instruments Directive (MiFID) II. These include changes to the trading of financial instruments including issues affecting

  7. How innovation and regulation in financial services can drive the UK's economic growth

    Speeches Published: 29/06/2023 Last modified: 29/06/2023
    Speech by Sheldon Mills, Executive Director, Consumers and Competition delivered at the CityUK Annual Conference 2023.

  8. PS14/2: Incoming Statutory Regime for Primary Information Providers - including feedback on CP13/8 and final rules

    Policy statements Published: 31/01/2014 Last modified: 27/04/2016
    potential PIPs. This PS is crucial reading for investors and may also be of interest to consumers who deal in UK-listed securities.

  9. FCA finalises rules for a new type of fund designed to invest efficiently in long-term assets

    Press Releases Published: 25/10/2021 Last modified: 25/10/2021
    Sophisticated investors and pension funds are among those who will have access to new types of investment opportunities following changes made by the FCA.

  10. FCA secures confiscation order totalling over £170,000 against convicted fraudster

    Press Releases Published: 20/12/2019 Last modified: 20/12/2019
    A confiscation order of £171,913.60 was made against Manraj Singh Virdee in Southwark Crown Court.

  11. CP14/12: Removing the Transparency Directive’s requirement to publish interim management statements

    Consultation papers Published: 23/07/2014 Last modified: 15/01/2015
    primary information providers. It will also be of interest to consumers who deal and invest in listed securities either directly or indirectly through institutions, and also those investors who currently receive