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Showing 1242 to 1251 of 1334 search results for ScamSmart investor.

  1. Should you invest?

    Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension.

  2. The Financial Conduct Authority and the Dutch Authority for the Financial Markets (AFM) agree on closer partnership

    Press Releases Published: 05/06/2019 Last modified: 05/06/2019
    UK and Dutch financial regulators agreed to work more closely together to protect and enhance the integrity and stability of both countries financial systems.

  3. ETF primary market participation and liquidity resilience during stress events

    Research notes Published: 07/08/2019 Last modified: 07/08/2019
    This FCA report sets out actions and recommendations to improve the availability and awareness of alternatives to high-cost credit.

  4. Andrew Bailey keynote speech on MiFID II at the European Independent Research Providers Association

    Speeches Published: 25/02/2019 Last modified: 25/02/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, on the Markets in Financial Instruments Directive (MiFID II) at the European Independent Research Providers Association.

  5. PS21/23: Enhancing climate-related disclosures by standard listed companies

    Policy statements Published: 17/12/2021 Last modified: 17/12/2021
    We are extending the application of our climate-related disclosure requirements to issuers of standard listed shares and Global Depositary Receipts representing equity shares.

  6. Regulators warn public of pension scammer tactics as victims report losing an average of £91,000 in 2017

    Press Releases Published: 14/08/2018 Last modified: 14/08/2018
    A new campaign to tackle pension scams launches today as the latest figures reveal that victims of pension scammers lost an average of £91,000 each in 2017. 

  7. Manraj Virdee pleads guilty to illegally operating an investment scheme and fraud

    Press Releases Published: 07/12/2018 Last modified: 07/12/2018
    The FCA alleges he received approximately £600,000 in investment funds and misled investors.

  8. FCA publishes occasional papers on behavioural economics exploring how people make financial decisions

    Press Releases Published: 10/04/2013 Last modified: 10/04/2013
    The Financial Conduct Authority (FCA) has published two occasional papers on behavioural economics to explore how people make financial decisions.

  9. FCA bans and fines Floris Jakobus Huisamen over London Capital & Finance plc financial promotions

    Press Releases Published: 13/02/2024 Last modified: 13/02/2024
    The FCA has fined a former director of London Capital & Finance plc (LCF) £31,800 and banned him from working in financial services. Floris Jakobus Huisamen was responsible for compliance at LCF but recklessly signed off hundreds of financial

  10. Investment advisers’ and authorised firms’ responsibilities when accepting business from unauthorised introducers or lead generators

    News stories Published: 02/08/2016 Last modified: 12/03/2024
    This alert highlights some of the risks arising from authorised firms accepting business from unauthorised introducers/lead generators and other authorised firms.

  11. FCA fines GAM International Management and former Investment Director Timothy Haywood

    Press Releases Published: 30/03/2022 Last modified: 30/03/2022
    The Financial Conduct Authority (FCA) has fined asset manager GAM International Management Limited (GIML) and Timothy Haywood, a former Investment Director and Business Unit Head at GIML.