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Showing 1282 to 1291 of 1334 search results for ScamSmart investor.

  1. Should you invest?

    Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension.

  2. CP14/2: Proposed amendments to the Listing Rules in relation to sponsor competence and other amendments to the Listing Rules and Prospectus Rules

    Consultation papers Published: 30/01/2014 Last modified: 07/02/2022
    We are consulting on amending our rules on sponsor competence, and on some other changes to the Listing Rules and Prospectus Rules.

  3. FS21/8: Feedback to consultation paper on liquidity mismatch in authorised open-ended property funds

    Feedback statements Published: 07/05/2021 Last modified: 07/05/2021
    We consulted on reducing the potential for investor harm where the terms for dealing in some property funds are not aligned with the time it takes to buy or sell the buildings in which the funds invest in.

  4. CP23/2: Streamlining our rules on structured digital reporting of financial statements

    Consultations Consultation papers Published: 12/01/2023 Last modified: 28/07/2023
    The FCA consulted on changes to streamline transparency rules for certain companies with securities admitted to UK regulated markets to prepare their annual financial report in a specific web browser format (XHTML), and to present the financial

  5. Considerations for Principals who have Appointed Representatives or Introducer Appointed Representatives (ARs)

    News stories Published: 03/11/2017 Last modified: 12/04/2024
    The FCA issued an alert for all Principals who have Appointed Representatives or Introducer Appointed Representatives regardless of sector.

  6. Implementing MiFID II – multi-firm review of research unbundling reforms

    Multi-firm reviews Published: 19/09/2019 Last modified: 19/09/2019
    Our rules to implement the Markets in Financial Instruments Directive (MiFID) II require asset managers to explicitly pay for third-party research, and brokers to price and provide research separately. These are the findings of our review on how

  7. Nordea Asset Management / Nordea Bank Bond Investments (clone of FCA authorised firm)

    Warnings Published: 01/03/2021 Last modified: 12/05/2021
    Nordea Asset Management / Nordea Bank Bond Investments (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing

  8. PS24/6: Primary Markets Effectiveness Review: Feedback to CP23/31 and final UK Listing Rules

    Policy statements Published: 20/12/2023 Last modified: 17/07/2024
    We set out our final rules for a new, simplified and more competitive UK listing regime, which will come into force on 29 July 2024.

  9. FCA begins criminal proceedings against five individuals involved with Worthington Group plc

    Press Releases Published: 20/10/2022 Last modified: 20/10/2022
    The FCA has begun criminal proceedings against five individuals involved with Worthington Group plc, a company listed on the London Stock Exchange.

  10. PS19/4: Asset Management Market Study - feedback to CP18/9 and final rules and guidance

    Policy statements Published: 04/02/2019 Last modified: 11/09/2023
    The FCA is consulting on rules and guidance to improve the quality, comparability and robustness of information available to investors. The consultation closes on 5 July 2018.

  11. FG14/7 - Primary Market Bulletin No. 6 and Primary Market Bulletin No. 7

    Newsletters Published: 06/08/2014 Last modified: 03/09/2016
    one new technical note to explain the prospectus disclosure requirements for retail investors in non-equity securities.