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Showing 1302 to 1311 of 1334 search results for ScamSmart investor.
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Should you invest?
Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension. -
State Street UK fined £22.9m by Financial Conduct Authority for Transitions Management failings
State Street UK’s clients include large investment management firms and pension funds holding the funds and savings of retail investors. -
Anti-competitive conduct in the asset management sector: FCA Decisions under the Competition Act 1998
On 21 February 2019, the FCA decided that 3 asset management firms, Hargreave Hale Ltd, Newton Investment Management Limited and River and Mercantile Asset Management LLP (RAMAM), breached competition law. They shared strategic information during a -
£31m in compensation to be paid out following FCA’s Arch cru consumer redress scheme
In December 2012, it was estimated that the compensation package would deliver between £30m-£40m for affected investors. ... We’re now seeing compensation flow to those investors who were mis-sold. -
PS19/14: Loan-based (‘peer-to-peer’) and investment-based crowdfunding platforms: Feedback to CP18/20 and final rules
This Policy Statement summarises the feedback we received to our Consultation Paper CP18/20, and sets out the final policy positions we have reached, taking into account the feedback we have received. It also contains the final rules which implement -
Pension savers claim over £30 million lost to scams as regulators urge footie fans to show scammers the red card
A total of £30,857,329 has been reportedly lost to pension scammers since 2017 according to complaints filed with Action Fraud, says the Financial Conduct Authority and The Pensions Regulator. -
FCA urges victims to come forward after getting confiscation order against three individuals
The Financial Conduct Authority (FCA) has today confirmed new rules which apply to certain types of open-ended fund investing in inherently illiquid assets such as property. The new rules apply to these funds, known as non-UCITS retail schemes (NURSs -
FCA review finds weaknesses in some ‘host’ Authorised Fund Management firms’ governance and operations
The Financial Conduct Authority (FCA) has called for so-called ‘host’ Authorised Fund Managers (AFMs) to improve their standards following a review of firms published today. -
FCA commences criminal prosecution against Mark Starling in relation to an unauthorised investment scheme
The FCA has commenced a criminal prosecution against Mark Barry Starling for three offences relating to unauthorised investment schemes alleged to have been operated between 1 August 2008 and 25 April 2017. -
CP23/33: Consultation on payments to data providers and DRSP forms including Policy Statement for the framework for UK consolidated tape (CP23/15)
A policy statement with final rules for a consolidated tape for bonds following on from the consultation on CP 23/15. -
Citi Bond Management / Citi Group / Citi Wealth Management (clone of FCA authorised firm)
Citi Bond Management / Citi Group / Citi Wealth Management (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of