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Showing 212 to 221 of 1334 search results for ScamSmart investor.

  1. Should you invest?

    Get your immediate finances in order before you invest. Pay off any short-term debt, have an emergency cash fund and consider investing more in your pension.

  2. Risk and returns

    InvestSmart Last modified: 07/09/2023
    Understand what we mean by risk, and that the more adventurous you are, the greater the chances that things don’t go the way you want.

  3. Do the right thing

    Speeches Published: 01/06/2023 Last modified: 30/10/2023
    Speech by Therese Chambers, Joint Executive Director of Enforcement and Market Oversight, delivered at the City & Financial FCA Investigations and Enforcement summit.

  4. AIFM notifications

    Markets Published: 08/06/2016 Last modified: 05/07/2023
    Full-scope UK Alternative Investment Fund Managers (AIFMs) must tell us of material changes to the conditions for initial authorisation. Find out about the different rules and what you must do.

  5. FCA secures £130,000 to return to investors

    Press Releases Published: 17/05/2023 Last modified: 19/05/2023
    The FCA has secured two orders to return over £130,000 to victims of unauthorised investment arrangements and advice.

  6. Market abuse

    Markets Market abuse Published: 04/05/2016 Last modified: 22/05/2023
    Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place.

  7. The motivations, needs and drivers of non-advised investors: A qualitative research report [pdf]

    External research Published: 11/07/2014 Last modified: 11/07/2014
    This qualitative study into the needs and drivers of non-advised consumers within the retail investment market is one of many inputs informing the FCA’s post implementation review to assess the impact of the Retail Distribution Review (RDR).

  8. Patient Capital Event

    Events Last modified: 03/01/2019
    We are hosting an event about Patient Capital; in particular about how our rules on permitted links and authorised funds can support investment in patient capital in ways that benefit investors.

  9. Diversification

    InvestSmart Last modified: 07/09/2023
    This is diversification - A type of investment strategy that reduces risk by spreading an investment portfolio across different financial products.

  10. Guidance on fund suspensions

    Statements Published: 08/07/2016 Last modified: 08/07/2016
    Following the result of the EU referendum, we are aware that some asset managers are experiencing higher than normal levels of redemption requests from investors in their funds.

  11. Investors warned over Connaught Income Funds

    News stories Published: 26/05/2011 Last modified: 16/07/2014
    Investors warned over Connaught Income Funds. News stories First published:. 26/05/2011. ... On 13 April 2012, Connaught contacted its investors to inform them that the fund was unable to pay the scheduled quarterly interest payment to investors.